AWM
NVBU

AE Wealth Management’s AllianzIM U.S. Equity Buffer15 Uncapped Nov ETF NVBU Stock Holding History

AE Wealth Management’s Portfolio NVBU Stock Details NVBU Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$4.1M Buy
145,708
+494
+0.3% +$14.3K 0.02% 466
2025
Q4 		$4.2M Sell
145,214
-1,069
-0.7% -$30.7K 0.02% 435
2025
Q3 		$4.14M Sell
146,283
-170,497
-54% -$4.66M 0.03% 395
2025
Q2 		$8.42M Buy
316,780
+316,668
+282,739% +$7.98M 0.06% 280
2025
Q1 		$2.78K Buy
+112
New +$2.87K ﹤0.01% 2002

Other funds holding NVBU

A
Allianz Munich, Germany $9.02B AUM 28.63% 1-Year Est. Return
SI
Stephens Inc Little Rock, Arkansas $7.99B AUM 21.6% 1-Year Est. Return
CWS
Cypress Wealth Services Palm Desert, California $815M AUM 27.86% 1-Year Est. Return
SC
Savant Capital Rockford, Illinois $20.7B AUM 19.76% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
SRA
Secured Retirement Advisors St Louis Park, Minnesota $195M AUM 34.51% 1-Year Est. Return
AAP
Arax Advisory Partners Denver, Colorado $3.54B AUM 19.14% 1-Year Est. Return
MCC
Money Concepts Capital Palm Beach Gardens, Florida $1.81B AUM 21.93% 1-Year Est. Return
Creative Planning
Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

AE Wealth Management's NVBU Position: Q1 2026 in Review

AE Wealth Management increased its AllianzIM U.S. Equity Buffer15 Uncapped Nov ETF (NVBU) stake by 0.34% in Q1 2026, buying an estimated $14.3K and bringing the position to 145,708 shares worth $4.1M. The position accounts for 0.02% of the portfolio, ranked #466.

AE Wealth Management first reported a position in NVBU in Q1 2025 and has held it in 5 quarters since. The position peaked at $8.42M in Q2 2025. 32 funds tracked by Wall St. Rank hold NVBU as of Q1 2026.

  • AE Wealth Management held 145,708 shares of AllianzIM U.S. Equity Buffer15 Uncapped Nov ETF worth $4.1M as of Q1 2026.
  • AE Wealth Management bought 494 AllianzIM U.S. Equity Buffer15 Uncapped Nov ETF shares in Q1 2026, an estimated $14.3K.
  • AllianzIM U.S. Equity Buffer15 Uncapped Nov ETF made up 0.02% of AE Wealth Management's portfolio in Q1 2026, its #466 holding.
  • AE Wealth Management first reported a position in AllianzIM U.S. Equity Buffer15 Uncapped Nov ETF in Q1 2025 and has held it in 5 quarters since.
  • AE Wealth Management's AllianzIM U.S. Equity Buffer15 Uncapped Nov ETF position peaked at $8.42M in Q2 2025.
  • 32 funds tracked by Wall St. Rank held AllianzIM U.S. Equity Buffer15 Uncapped Nov ETF as of Q1 2026.

Based on AE Wealth Management's 13F filing for Q1 2026, filed 13 May 2026.