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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+5.97%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.5B
AUM Growth
+$1.71B
Cap. Flow
+$1.08B
Cap. Flow %
6.97%
Top 10 Hldgs %
18.75%
Holding
2,042
New
231
Increased
922
Reduced
677
Closed
176

Top Buys

Rank Stock Value
1
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$151M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$141M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$87.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.4M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$45.7M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$107M
2
DFAU icon
Dimensional US Core Equity Market ETF
DFAU
+$92.3M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$58.5M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$31.9M
5
MOHR
Mohr Growth ETF
MOHR
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 8.52%
2 Financials 4.7%
3 Healthcare 3.73%
4 Consumer Discretionary 3.41%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QRVO icon
451
Qorvo
QRVO
$7.9B
$6.34M 0.04%
62,400
-959
-2% -$97.3K
FOCT icon
452
FT Vest US Equity Buffer ETF October
FOCT
$1.15B
$6.28M 0.04%
179,169
+3,385
+2% +$116K
FDX icon
453
FedEx
FDX
$73B
$6.27M 0.04%
27,424
+5,474
+25% +$1.11M
TEAM icon
454
Atlassian
TEAM
$26.5B
$6.22M 0.04%
36,335
+9,488
+35% +$1.51M
IJS icon
455
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$6.16M 0.04%
65,860
+28,738
+77% +$2.81M
VAW icon
456
Vanguard Materials ETF
VAW
$3.01B
$6.13M 0.04%
34,469
+19,786
+135% +$3.54M
DFAI
457
Dimensional International Core Equity Market ETF
DFAI
$17.1B
$6.09M 0.04%
226,000
+48,960
+28% +$1.3M
IYH icon
458
iShares US Healthcare ETF
IYH
$3.44B
$6.04M 0.04%
110,530
+5,280
+5% +$290K
FTA icon
459
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.41B
$6.03M 0.04%
90,840
+9,778
+12% +$669K
DOCT
460
FT Vest US Equity Deep Buffer ETF October
DOCT
$381M
$6.02M 0.04%
183,254
+2,799
+2% +$90.1K
SDVY icon
461
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.5B
$6.01M 0.04%
225,364
+181,336
+412% +$5.03M
VYMI icon
462
Vanguard International High Dividend Yield ETF
VYMI
$20.3B
$6M 0.04%
96,839
+53,488
+123% +$3.34M
KNG icon
463
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.46B
$5.98M 0.04%
116,241
-761
-0.7% -$39.3K
DAL icon
464
Delta Air Lines
DAL
$56.7B
$5.92M 0.04%
169,498
+1,195
+0.7% +$44.3K
BLV icon
465
Vanguard Long-Term Bond ETF
BLV
$5.74B
$5.9M 0.04%
77,019
+3,039
+4% +$230K
PXD
466
DELISTED
Pioneer Natural Resource Co.
PXD
$5.89M 0.04%
28,860
-29,381
-50% -$6.31M
NXPI icon
467
NXP Semiconductors
NXPI
$60.8B
$5.89M 0.04%
31,585
+3,247
+11% +$579K
SRLN icon
468
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$5.88M 0.04%
141,892
-21,180
-13% -$881K
FREL icon
469
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
$5.88M 0.04%
236,110
-4,140
-2% -$107K
UMAR icon
470
Innovator US Equity Ultra Buffer ETF March
UMAR
$192M
$5.84M 0.04%
203,423
+7,559
+4% +$213K
UFEB icon
471
Innovator US Equity Ultra Buffer ETF February
UFEB
$236M
$5.84M 0.04%
220,126
+7,445
+4% +$195K
ES icon
472
Eversource Energy
ES
$28.1B
$5.84M 0.04%
74,650
+1,329
+2% +$105K
ARCC icon
473
Ares Capital
ARCC
$13.4B
$5.82M 0.04%
318,597
+44,919
+16% +$849K
SOXX icon
474
iShares Semiconductor ETF
SOXX
$38.4B
$5.75M 0.04%
38,760
+2,382
+7% +$325K
FMF icon
475
First Trust Managed Futures Strategy Fund
FMF
$248M
$5.74M 0.04%
122,150
+4,470
+4% +$211K
17 18
19
20 21

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2023 Portfolio in Review

As of Q1 2023, AE Wealth Management held 2,042 positions worth $15.5B, up 12% from $13.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

AE Wealth Management deployed $1.08B of net new capital in Q1 2023, opening 231 new positions and adding to 922 existing holdings. Its largest new stake was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 7.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $107M trimmed.

  • AE Wealth Management's largest Q1 2023 buy was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.
  • AE Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q1 2023, an estimated $141M increase.
  • AE Wealth Management's biggest Q1 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $107M.
  • AE Wealth Management fully exited First Trust NASDAQ ABA Community Bank Index Fund in Q1 2023, selling an estimated $10.2M.
  • AE Wealth Management's ten largest holdings make up 19% of its $15.5B portfolio in Q1 2023.
  • AE Wealth Management opened 231 new positions and closed 176 in Q1 2023.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $15.5B.

Based on AE Wealth Management's 13F filing for Q1 2023, filed 14 Apr 2023.