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NYLIM MacKay DefinedTerm Muni Opportunities Fund
MMD

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Bank of America
1
Bank of America
North Carolina
USD 17 M +USD 1.42 M +74,098 +9%
Morgan Stanley
2
Morgan Stanley
New York
USD 12.3 M +USD 763 k +39,689 +7%
Raymond James & Associates
3
Raymond James & Associates
Florida
USD 10 M +USD 276 k +14,377 +3%
Invesco
4
Invesco
Georgia
USD 4.81 M -USD 56.2 k -2,926 -1%
UBS Group
5
UBS Group
Switzerland
USD 4.36 M -USD 235 k -12,226 -5%
Raymond James Financial Services Advisors
6
Raymond James Financial Services Advisors
Florida
USD 3.17 M -USD 253 k -13,142 -7%
Wells Fargo
7
Wells Fargo
California
USD 2.98 M -USD 197 k -10,240 -6%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
USD 2.93 M +USD 710 k +36,932 +32%
Guggenheim Capital
9
Guggenheim Capital
Illinois
USD 2.8 M -USD 1.37 M -71,250 -33%
Advisors Asset Management
10
Advisors Asset Management
Colorado
USD 2.48 M -USD 1.67 M -87,124 -40%
USCA RIA
11
USCA RIA
Texas
USD 1.86 M +USD 271 k +14,104 +17%
Northwestern Mutual Wealth Management
12
Northwestern Mutual Wealth Management
Wisconsin
USD 1.55 M +USD 402 k +20,921 +35%
First Trust Advisors
13
First Trust Advisors
Illinois
USD 1.18 M -USD 3.36 k -175 -0.3%
VanEck Associates
14
VanEck Associates
New York
USD 1.14 M +USD 8.9 k +463 +0.8%
Ladenburg Thalmann Financial Services
15
Ladenburg Thalmann Financial Services
Florida
USD 846 k – – –
Advisory Services Network
16
Advisory Services Network
Georgia
USD 729 k +USD 96.1 k +5,000 +15%
Summit Financial Wealth Advisors
17
Summit Financial Wealth Advisors
Louisiana
USD 690 k – – –
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
USD 466 k -USD 62.8 k -3,270 -12%
LPL Financial
19
LPL Financial
California
USD 466 k +USD 78.5 k +4,085 +21%
Stratos Wealth Partners
20
Stratos Wealth Partners
Ohio
USD 465 k -USD 16.3 k -850 -3%
Cetera Advisors
21
Cetera Advisors
Colorado
USD 449 k +USD 443 k +23,037 Nuevas
Harvest Capital Management
22
Harvest Capital Management
New Hampshire
USD 339 k +USD 336 k +17,500 Nuevas
BB&T Securities
23
BB&T Securities
Virginia
USD 296 k -USD 23.1 k -1,200 -7%
Ameriprise
24
Ameriprise
Minnesota
USD 281 k -USD 9.6 k -500 -3%
Raymond James Trust
25
Raymond James Trust
Florida
USD 274 k +USD 272 k +14,135 Nuevas
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