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NYLIM MacKay DefinedTerm Muni Opportunities Fund
MMD

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Bank of America
1
Bank of America
North Carolina
USD 11.1 M +USD 2.35 M +128,021 +25%
Morgan Stanley
2
Morgan Stanley
New York
USD 6.44 M -USD 465 k -25,345 -6%
Raymond James & Associates
3
Raymond James & Associates
Florida
USD 5.92 M +USD 509 k +27,699 +9%
UBS Group
4
UBS Group
Switzerland
USD 4.18 M +USD 506 k +27,558 +13%
Advisors Asset Management
5
Advisors Asset Management
Colorado
USD 3.13 M +USD 645 k +35,124 +24%
ArchPoint Investors
6
ArchPoint Investors
Florida
USD 2.37 M – – –
Wells Fargo
7
Wells Fargo
California
USD 2.28 M -USD 617 k -33,592 -20%
Guggenheim Capital
8
Guggenheim Capital
Illinois
USD 2.07 M -USD 596 k -32,451 -21%
First Trust Advisors
9
First Trust Advisors
Illinois
USD 617 k -USD 7.64 k -416 -1%
Doliver Advisors
10
Doliver Advisors
Texas
USD 596 k +USD 183 k +9,966 +41%
Comerica Bank
11
Comerica Bank
Texas
USD 552 k +USD 294 k +16,000 +100%
VanEck Associates
12
VanEck Associates
New York
USD 494 k +USD 51.6 k +2,812 +11%
USCA RIA
13
USCA RIA
Texas
USD 476 k -USD 202 k -11,000 -28%
LPL Financial
14
LPL Financial
California
USD 422 k +USD 21 k +1,143 +5%
Cetera Advisors
15
Cetera Advisors
Colorado
USD 395 k -USD 350 k -19,052 -45%
Summit Financial Wealth Advisors
16
Summit Financial Wealth Advisors
Louisiana
USD 376 k +USD 400 k +21,800 Nuevas
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
USD 328 k +USD 11.5 k +625 +3%
AIM
18
Allen Investment Management
New York
USD 316 k +USD 336 k +18,298 Nuevas
Raymond James Financial Services Advisors
19
Raymond James Financial Services Advisors
Florida
USD 306 k +USD 325 k +17,712 Nuevas
BB&T Securities
20
BB&T Securities
Virginia
USD 264 k -USD 159 k -8,648 -36%
Virtu KCG Holdings
21
Virtu KCG Holdings
New York
USD 190 k +USD 202 k +10,988 Nuevas
Landscape Capital Management
22
Landscape Capital Management
New Jersey
USD 183 k +USD 194 k +10,583 Nuevas
Citigroup
23
Citigroup
New York
USD 93 k +USD 5 k +272 +5%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
USD 64 k -USD 1.84 k -100 -3%
Wolverine Asset Management
25
Wolverine Asset Management
Illinois
USD 41 k +USD 44.1 k +2,400 Nuevas
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