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NYLIM MacKay DefinedTerm Muni Opportunities Fund
MMD

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Bank of America
1
Bank of America
North Carolina
USD 18.4 M -USD 289 k -14,407 -2%
Morgan Stanley
2
Morgan Stanley
New York
USD 10.8 M -USD 167 k -8,345 -2%
Raymond James & Associates
3
Raymond James & Associates
Florida
USD 8.6 M -USD 133 k -6,642 -2%
Guggenheim Capital
4
Guggenheim Capital
Illinois
USD 7.23 M -USD 693 k -34,533 -9%
Advisors Asset Management
5
Advisors Asset Management
Colorado
USD 5.09 M +USD 495 k +24,689 +11%
UBS Group
6
UBS Group
Switzerland
USD 4.29 M +USD 372 k +18,549 +9%
Invesco
7
Invesco
Georgia
USD 3.99 M +USD 1.07 M +53,408 +37%
Raymond James Financial Services Advisors
8
Raymond James Financial Services Advisors
Florida
USD 3.49 M +USD 369 k +18,410 +12%
Wells Fargo
9
Wells Fargo
California
USD 3.18 M -USD 41.9 k -2,087 -1%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
USD 1.63 M +USD 152 k +7,560 +10%
USCA RIA
11
USCA RIA
Texas
USD 1.44 M – – –
First Trust Advisors
12
First Trust Advisors
Illinois
USD 1.17 M +USD 50.4 k +2,513 +5%
VanEck Associates
13
VanEck Associates
New York
USD 1.14 M +USD 69.9 k +3,483 +7%
Northwestern Mutual Wealth Management
14
Northwestern Mutual Wealth Management
Wisconsin
USD 857 k +USD 559 k +27,847 +187%
Stratos Wealth Partners
15
Stratos Wealth Partners
Ohio
USD 699 k – – –
Advisory Services Network
16
Advisory Services Network
Georgia
USD 562 k – – –
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
USD 539 k +USD 202 k +10,062 +60%
Summit Financial Wealth Advisors
18
Summit Financial Wealth Advisors
Louisiana
USD 533 k -USD 66.2 k -3,300 -11%
Regal Investment Advisors
19
Regal Investment Advisors
Michigan
USD 471 k +USD 34.8 k +1,737 +8%
TRUE Private Wealth Advisors
20
TRUE Private Wealth Advisors
Oregon
USD 399 k – – –
Ladenburg Thalmann Financial Services
21
Ladenburg Thalmann Financial Services
Florida
USD 355 k -USD 14.9 k -743 -4%
Cetera Advisors
22
Cetera Advisors
Colorado
USD 316 k – – –
LPL Financial
23
LPL Financial
California
USD 292 k +USD 9.03 k +450 +3%
Ameriprise
24
Ameriprise
Minnesota
USD 273 k – – –
Citigroup
25
Citigroup
New York
USD 270 k +USD 14.2 k +710 +6%
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