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NYLIM MacKay DefinedTerm Muni Opportunities Fund
MMD

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 6.93 M +USD 164 k +9,340 +2%
Bank of America
2
Bank of America
North Carolina
USD 5.87 M -USD 1.13 M -64,296 -16%
Raymond James & Associates
3
Raymond James & Associates
Florida
USD 4.12 M +USD 983 k +56,007 +32%
Guggenheim Capital
4
Guggenheim Capital
Illinois
USD 3.07 M +USD 339 k +19,318 +13%
Wells Fargo
5
Wells Fargo
California
USD 2.7 M -USD 51.7 k -2,947 -2%
Advisors Asset Management
6
Advisors Asset Management
Colorado
USD 2.64 M +USD 275 k +15,642 +12%
UBS
7
UBS
Switzerland
USD 2.54 M +USD 704 k +40,079 +39%
ArchPoint Investors
8
ArchPoint Investors
Florida
USD 2.3 M +USD 112 k +6,400 +5%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
USD 1.08 M +USD 66.7 k +3,800 +7%
Cetera Advisors
10
Cetera Advisors
Colorado
USD 943 k -USD 219 k -12,484 -19%
Sit Investment Associates
11
Sit Investment Associates
Minnesota
USD 646 k +USD 635 k +36,200 Nuevas
First Trust Advisors
12
First Trust Advisors
Illinois
USD 644 k -USD 3.69 k -210 -0.6%
BB&T Securities
13
BB&T Securities
Virginia
USD 512 k +USD 2.02 k +115 +0.4%
VanEck Associates
14
VanEck Associates
New York
USD 450 k +USD 87 k +4,956 +24%
LPL Financial
15
LPL Financial
California
USD 386 k +USD 1.16 k +66 +0.3%
Bank of Montreal
16
Bank of Montreal
Ontario, Canada
USD 334 k -USD 43.9 k -2,500 -12%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
USD 275 k – – –
FIMG
18
Financial & Investment Management Group
Michigan
USD 264 k -USD 105 k -6,000 -29%
USCA RIA
19
USCA RIA
Texas
USD 250 k +USD 246 k +14,000 Nuevas
ACG Wealth
20
ACG Wealth
Georgia
USD 233 k -USD 129 k -7,344 -36%
Jane Street
21
Jane Street
New York
USD 194 k +USD 191 k +10,891 Nuevas
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
USD 148 k – – –
Citigroup
23
Citigroup
New York
USD 90 k +USD 369 +21 +0.4%
Next Financial Group
24
Next Financial Group
Texas
USD 25 k +USD 24.4 k +1,390 Nuevas
Ladenburg Thalmann Financial Services
25
Ladenburg Thalmann Financial Services
Florida
USD 18 k – – –
1
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