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NYLIM MacKay DefinedTerm Muni Opportunities Fund
MMD

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Credit Agricole
1
Credit Agricole
France
USD 50.8 M +USD 24.9 M +1,316,828 Nuevas
Bank of America
2
Bank of America
North Carolina
USD 17.2 M +USD 1.21 M +64,010 +8%
Morgan Stanley
3
Morgan Stanley
New York
USD 9.8 M +USD 471 k +24,899 +5%
Raymond James & Associates
4
Raymond James & Associates
Florida
USD 8.76 M +USD 381 k +20,133 +5%
Guggenheim Capital
5
Guggenheim Capital
Illinois
USD 7.52 M -USD 147 k -7,797 -2%
Advisors Asset Management
6
Advisors Asset Management
Colorado
USD 4.2 M -USD 893 k -47,229 -18%
UBS Group
7
UBS Group
Switzerland
USD 4.04 M +USD 147 k +7,782 +4%
Wells Fargo
8
Wells Fargo
California
USD 2.92 M +USD 668 k +35,330 +30%
Raymond James Financial Services Advisors
9
Raymond James Financial Services Advisors
Florida
USD 2.71 M -USD 220 k -11,626 -8%
Invesco
10
Invesco
Georgia
USD 1.89 M +USD 905 k +47,834 +95%
Robinson Capital Management
11
Robinson Capital Management
Michigan
USD 1.49 M -USD 1.42 M -75,080 -49%
USCA RIA
12
USCA RIA
Texas
USD 1.35 M +USD 354 k +18,719 +37%
VanEck Associates
13
VanEck Associates
New York
USD 1.1 M +USD 41.5 k +2,192 +4%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
USD 1.05 M +USD 824 k +43,537 +402%
First Trust Advisors
15
First Trust Advisors
Illinois
USD 959 k +USD 107 k +5,645 +13%
ArchPoint Investors
16
ArchPoint Investors
Florida
USD 790 k – – –
Stratos Wealth Partners
17
Stratos Wealth Partners
Ohio
USD 671 k +USD 205 k +10,850 +45%
LPL Financial
18
LPL Financial
California
USD 627 k -USD 33.3 k -1,762 -5%
Advisory Services Network
19
Advisory Services Network
Georgia
USD 539 k +USD 530 k +28,000 Nuevas
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
USD 527 k +USD 519 k +27,412 Nuevas
Stifel Financial
21
Stifel Financial
Missouri
USD 525 k +USD 181 k +9,570 +54%
Summit Financial Wealth Advisors
22
Summit Financial Wealth Advisors
Louisiana
USD 478 k +USD 18.9 k +1,000 +4%
Regal Investment Advisors
23
Regal Investment Advisors
Michigan
USD 408 k +USD 61.9 k +3,274 +18%
TRUE Private Wealth Advisors
24
TRUE Private Wealth Advisors
Oregon
USD 386 k – – –
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
USD 369 k -USD 72.1 k -3,812 -17%
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