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NYLIM MacKay DefinedTerm Muni Opportunities Fund
MMD

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Bank of America
1
Bank of America
North Carolina
USD 18.4 M +USD 790 k +40,152 +4%
Morgan Stanley
2
Morgan Stanley
New York
USD 10.7 M +USD 715 k +36,357 +7%
Raymond James & Associates
3
Raymond James & Associates
Florida
USD 8.55 M -USD 402 k -20,416 -4%
Guggenheim Capital
4
Guggenheim Capital
Illinois
USD 7.76 M +USD 73.9 k +3,756 +1%
Advisors Asset Management
5
Advisors Asset Management
Colorado
USD 4.51 M +USD 220 k +11,200 +5%
UBS Group
6
UBS Group
Switzerland
USD 3.84 M -USD 284 k -14,447 -7%
Wells Fargo
7
Wells Fargo
California
USD 3.16 M +USD 173 k +8,794 +6%
Raymond James Financial Services Advisors
8
Raymond James Financial Services Advisors
Florida
USD 3.06 M +USD 284 k +14,439 +10%
Invesco
9
Invesco
Georgia
USD 2.86 M +USD 927 k +47,120 +48%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
USD 1.45 M +USD 383 k +19,487 +36%
USCA RIA
11
USCA RIA
Texas
USD 1.44 M +USD 63.7 k +3,238 +5%
First Trust Advisors
12
First Trust Advisors
Illinois
USD 1.1 M +USD 118 k +5,999 +12%
VanEck Associates
13
VanEck Associates
New York
USD 1.05 M -USD 67 k -3,405 -6%
Stratos Wealth Partners
14
Stratos Wealth Partners
Ohio
USD 686 k – – –
Summit Financial Wealth Advisors
15
Summit Financial Wealth Advisors
Louisiana
USD 587 k +USD 98.4 k +5,000 +20%
Advisory Services Network
16
Advisory Services Network
Georgia
USD 551 k – – –
Regal Investment Advisors
17
Regal Investment Advisors
Michigan
USD 427 k +USD 10.6 k +541 +3%
TRUE Private Wealth Advisors
18
TRUE Private Wealth Advisors
Oregon
USD 391 k – – –
Ladenburg Thalmann Financial Services
19
Ladenburg Thalmann Financial Services
Florida
USD 363 k +USD 252 k +12,797 +227%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
USD 331 k -USD 46.9 k -2,382 -12%
Cetera Advisors
21
Cetera Advisors
Colorado
USD 309 k -USD 11.8 k -600 -4%
Northwestern Mutual Wealth Management
22
Northwestern Mutual Wealth Management
Wisconsin
USD 292 k -USD 247 k -12,550 -46%
LPL Financial
23
LPL Financial
California
USD 277 k -USD 366 k -18,593 -57%
Ameriprise
24
Ameriprise
Minnesota
USD 267 k – – –
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
USD 253 k +USD 253 k +12,873 Nuevas
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