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NYLIM MacKay DefinedTerm Muni Opportunities Fund
MMD

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Bank of America
1
Bank of America
North Carolina
USD 15.2 M +USD 1.22 M +64,504 +8%
Morgan Stanley
2
Morgan Stanley
New York
USD 8.86 M +USD 1.21 M +63,756 +15%
Raymond James & Associates
3
Raymond James & Associates
Florida
USD 7.96 M +USD 720 k +38,040 +10%
Guggenheim Capital
4
Guggenheim Capital
Illinois
USD 7.3 M -USD 1.23 M -65,072 -14%
Advisors Asset Management
5
Advisors Asset Management
Colorado
USD 4.85 M -USD 19.8 k -1,044 -0.4%
UBS Group
6
UBS Group
Switzerland
USD 3.7 M +USD 72.5 k +3,826 +2%
Robinson Capital Management
7
Robinson Capital Management
Michigan
USD 2.79 M -USD 187 k -9,878 -6%
Raymond James Financial Services Advisors
8
Raymond James Financial Services Advisors
Florida
USD 2.79 M -USD 150 k -7,911 -5%
Wells Fargo
9
Wells Fargo
California
USD 2.13 M -USD 269 k -14,230 -11%
VanEck Associates
10
VanEck Associates
New York
USD 1 M -USD 450 k -23,768 -30%
USCA RIA
11
USCA RIA
Texas
USD 938 k -USD 132 k -6,995 -12%
Invesco
12
Invesco
Georgia
USD 924 k +USD 956 k +50,485 Nuevas
First Trust Advisors
13
First Trust Advisors
Illinois
USD 808 k +USD 188 k +9,936 +29%
ArchPoint Investors
14
ArchPoint Investors
Florida
USD 751 k +USD 46.6 k +2,460 +6%
LPL Financial
15
LPL Financial
California
USD 634 k +USD 74.6 k +3,938 +13%
SG Americas Securities
16
SG Americas Securities
New York
USD 493 k +USD 511 k +26,956 Nuevas
Stratos Wealth Partners
17
Stratos Wealth Partners
Ohio
USD 439 k +USD 455 k +24,000 Nuevas
Summit Financial Wealth Advisors
18
Summit Financial Wealth Advisors
Louisiana
USD 436 k -USD 37.9 k -2,000 -8%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
USD 421 k +USD 92.1 k +4,864 +27%
TRUE Private Wealth Advisors
20
TRUE Private Wealth Advisors
Oregon
USD 375 k – – –
Virtu KCG Holdings
21
Virtu KCG Holdings
New York
USD 339 k +USD 350 k +18,498 Nuevas
Regal Investment Advisors
22
Regal Investment Advisors
Michigan
USD 327 k +USD 59.9 k +3,162 +21%
Stifel Financial
23
Stifel Financial
Missouri
USD 324 k +USD 92.6 k +4,890 +38%
Cetera Advisors
24
Cetera Advisors
Colorado
USD 299 k -USD 52.6 k -2,778 -15%
Squarepoint
25
Squarepoint
New York
USD 265 k +USD 275 k +14,500 Nuevas
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