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NYLIM MacKay DefinedTerm Muni Opportunities Fund
MMD

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Bank of America
1
Bank of America
North Carolina
USD 11.9 M -USD 1.74 M -90,711 -13%
Morgan Stanley
2
Morgan Stanley
New York
USD 7.92 M +USD 373 k +19,396 +5%
Raymond James & Associates
3
Raymond James & Associates
Florida
USD 7.3 M -USD 1.42 M -73,673 -17%
UBS Group
4
UBS Group
Switzerland
USD 6.3 M +USD 357 k +18,579 +6%
Guggenheim Capital
5
Guggenheim Capital
Illinois
USD 5 M +USD 2.33 M +121,206 +91%
Advisors Asset Management
6
Advisors Asset Management
Colorado
USD 4.09 M +USD 597 k +31,035 +18%
Raymond James Financial Services Advisors
7
Raymond James Financial Services Advisors
Florida
USD 2.5 M +USD 513 k +26,669 +26%
Wells Fargo
8
Wells Fargo
California
USD 2.36 M -USD 108 k -5,608 -4%
USCA RIA
9
USCA RIA
Texas
USD 1.15 M +USD 518 k +26,939 +85%
Robinson Capital Management
10
Robinson Capital Management
Michigan
USD 1.11 M -USD 1.63 M -84,736 -60%
LPL Financial
11
LPL Financial
California
USD 1.03 M +USD 336 k +17,496 +51%
VanEck Associates
12
VanEck Associates
New York
USD 936 k +USD 241 k +12,531 +36%
ArchPoint Investors
13
ArchPoint Investors
Florida
USD 758 k -USD 1.76 M -91,673 -70%
First Trust Advisors
14
First Trust Advisors
Illinois
USD 583 k -USD 54 k -2,807 -9%
Summit Financial Wealth Advisors
15
Summit Financial Wealth Advisors
Louisiana
USD 438 k +USD 9.6 k +500 +2%
Cetera Advisors
16
Cetera Advisors
Colorado
USD 411 k -USD 4.15 k -216 -1%
TRUE Private Wealth Advisors
17
TRUE Private Wealth Advisors
Oregon
USD 391 k – – –
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
USD 361 k -USD 12.9 k -671 -4%
HighTower Advisors
19
HighTower Advisors
Illinois
USD 312 k +USD 39.5 k +2,054 +15%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
USD 304 k +USD 297 k +15,457 Nuevas
Advisory Services Network
21
Advisory Services Network
Georgia
USD 255 k – – –
Virtu KCG Holdings
22
Virtu KCG Holdings
New York
USD 202 k +USD 198 k +10,279 Nuevas
Citigroup
23
Citigroup
New York
USD 102 k +USD 72.5 k +3,771 +268%
Ladenburg Thalmann Financial Services
24
Ladenburg Thalmann Financial Services
Florida
USD 85 k – – –
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
USD 46 k -USD 378 k -19,650 -89%
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