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NYLIM MacKay DefinedTerm Muni Opportunities Fund
MMD

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Bank of America
1
Bank of America
North Carolina
USD 13.2 M +USD 667 k +33,281 +6%
Guggenheim Capital
2
Guggenheim Capital
Illinois
USD 9.7 M +USD 4.28 M +213,331 +84%
Morgan Stanley
3
Morgan Stanley
New York
USD 8.39 M +USD 44.9 k +2,241 +0.6%
Raymond James & Associates
4
Raymond James & Associates
Florida
USD 8.18 M +USD 475 k +23,692 +6%
UBS Group
5
UBS Group
Switzerland
USD 6.47 M -USD 157 k -7,847 -2%
Advisors Asset Management
6
Advisors Asset Management
Colorado
USD 5.4 M +USD 1.07 M +53,151 +26%
Raymond James Financial Services Advisors
7
Raymond James Financial Services Advisors
Florida
USD 3.04 M +USD 393 k +19,574 +15%
Wells Fargo
8
Wells Fargo
California
USD 2.6 M +USD 111 k +5,541 +5%
Robinson Capital Management
9
Robinson Capital Management
Michigan
USD 2.09 M +USD 894 k +44,593 +79%
VanEck Associates
10
VanEck Associates
New York
USD 1.44 M +USD 440 k +21,931 +46%
USCA RIA
11
USCA RIA
Texas
USD 1.21 M +USD 1.5 k +75 +0.1%
Doliver Advisors
12
Doliver Advisors
Texas
USD 1.11 M +USD 1.07 M +53,247 Nuevas
ArchPoint Investors
13
ArchPoint Investors
Florida
USD 798 k – – –
First Trust Advisors
14
First Trust Advisors
Illinois
USD 644 k +USD 30.3 k +1,511 +5%
LPL Financial
15
LPL Financial
California
USD 516 k -USD 546 k -27,232 -52%
Summit Financial Wealth Advisors
16
Summit Financial Wealth Advisors
Louisiana
USD 482 k +USD 20.1 k +1,000 +4%
Cetera Advisors
17
Cetera Advisors
Colorado
USD 437 k +USD 5.44 k +271 +1%
TRUE Private Wealth Advisors
18
TRUE Private Wealth Advisors
Oregon
USD 411 k – – –
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
USD 321 k +USD 862 +43 +0.3%
HighTower Advisors
20
HighTower Advisors
Illinois
USD 286 k -USD 41.2 k -2,054 -13%
Regal Investment Advisors
21
Regal Investment Advisors
Michigan
USD 285 k +USD 277 k +13,793 Nuevas
Advisory Services Network
22
Advisory Services Network
Georgia
USD 269 k – – –
Stifel Financial
23
Stifel Financial
Missouri
USD 225 k +USD 218 k +10,875 Nuevas
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
USD 185 k +USD 148 k +7,371 +463%
Ladenburg Thalmann Financial Services
25
Ladenburg Thalmann Financial Services
Florida
USD 110 k +USD 20.1 k +1,000 +23%
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