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NYLIM MacKay DefinedTerm Muni Opportunities Fund
MMD

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Bank of America
1
Bank of America
North Carolina
USD 16.3 M -USD 1.87 M -94,838 -10%
Morgan Stanley
2
Morgan Stanley
New York
USD 10 M -USD 690 k -34,979 -7%
Raymond James & Associates
3
Raymond James & Associates
Florida
USD 9.02 M +USD 525 k +26,594 +6%
Advisors Asset Management
4
Advisors Asset Management
Colorado
USD 5 M -USD 38.2 k -1,937 -0.8%
Invesco
5
Invesco
Georgia
USD 4.9 M +USD 952 k +48,254 +24%
UBS Group
6
UBS Group
Switzerland
USD 4.8 M +USD 552 k +27,969 +13%
Guggenheim Capital
7
Guggenheim Capital
Illinois
USD 4.49 M -USD 2.63 M -133,523 -37%
Raymond James Financial Services Advisors
8
Raymond James Financial Services Advisors
Florida
USD 3.59 M +USD 145 k +7,361 +4%
Wells Fargo
9
Wells Fargo
California
USD 3.33 M +USD 186 k +9,424 +6%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
USD 2.15 M +USD 529 k +26,804 +33%
USCA RIA
11
USCA RIA
Texas
USD 1.55 M +USD 95 k +4,816 +7%
First Trust Advisors
12
First Trust Advisors
Illinois
USD 1.18 M +USD 18.3 k +929 +2%
VanEck Associates
13
VanEck Associates
New York
USD 1.17 M +USD 38.1 k +1,933 +3%
Northwestern Mutual Wealth Management
14
Northwestern Mutual Wealth Management
Wisconsin
USD 1.1 M +USD 255 k +12,945 +30%
Summit Financial Wealth Advisors
15
Summit Financial Wealth Advisors
Louisiana
USD 717 k +USD 189 k +9,600 +36%
Stratos Wealth Partners
16
Stratos Wealth Partners
Ohio
USD 674 k -USD 16.8 k -850 -2%
Advisory Services Network
17
Advisory Services Network
Georgia
USD 605 k +USD 49.3 k +2,500 +9%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
USD 534 k +USD 1.28 k +65 +0.2%
Ladenburg Thalmann Financial Services
19
Ladenburg Thalmann Financial Services
Florida
USD 519 k +USD 168 k +8,503 +48%
TRUE Private Wealth Advisors
20
TRUE Private Wealth Advisors
Oregon
USD 394 k – – –
LPL Financial
21
LPL Financial
California
USD 319 k +USD 30.2 k +1,530 +11%
Cetera Advisors
22
Cetera Advisors
Colorado
USD 314 k – – –
Stifel Financial
23
Stifel Financial
Missouri
USD 305 k +USD 42.2 k +2,139 +16%
Ameriprise
24
Ameriprise
Minnesota
USD 297 k +USD 27.6 k +1,400 +10%
Citigroup
25
Citigroup
New York
USD 271 k +USD 3.95 k +200 +1%
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