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NYLIM MacKay DefinedTerm Muni Opportunities Fund
MMD

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Bank of America
1
Bank of America
North Carolina
USD 7.02 M +USD 1.92 M +109,791 +39%
Morgan Stanley
2
Morgan Stanley
New York
USD 6.76 M -USD 1.53 M -87,503 -19%
Raymond James & Associates
3
Raymond James & Associates
Florida
USD 3.11 M +USD 614 k +35,059 +25%
Wells Fargo
4
Wells Fargo
California
USD 2.75 M +USD 40 k +2,282 +2%
Guggenheim Capital
5
Guggenheim Capital
Illinois
USD 2.72 M +USD 464 k +26,499 +21%
Advisors Asset Management
6
Advisors Asset Management
Colorado
USD 2.36 M -USD 276 k -15,777 -11%
ArchPoint Investors
7
ArchPoint Investors
Florida
USD 2.19 M +USD 29.8 k +1,700 +1%
UBS
8
UBS
Switzerland
USD 1.82 M +USD 647 k +36,960 +57%
Cetera Advisors
9
Cetera Advisors
Colorado
USD 1.16 M -USD 188 k -10,730 -14%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
USD 1.01 M -USD 8.97 k -512 -0.9%
First Trust Advisors
11
First Trust Advisors
Illinois
USD 647 k +USD 75.5 k +4,310 +13%
BB&T Securities
12
BB&T Securities
Virginia
USD 509 k -USD 253 k -14,450 -34%
Barclays
13
Barclays
United Kingdom
USD 398 k +USD 345 k +19,705 +535%
LPL Financial
14
LPL Financial
California
USD 384 k -USD 38.9 k -2,223 -9%
Bank of Montreal
15
Bank of Montreal
Ontario, Canada
USD 378 k +USD 328 k +18,700 +748%
FIMG
16
Financial & Investment Management Group
Michigan
USD 371 k -USD 1.37 M -78,073 -79%
ACG Wealth
17
ACG Wealth
Georgia
USD 364 k +USD 36.2 k +2,069 +11%
VanEck Associates
18
VanEck Associates
New York
USD 361 k +USD 67.4 k +3,849 +23%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
USD 274 k -USD 472 k -26,917 -64%
Ronald Blue & Co
20
Ronald Blue & Co
Georgia
USD 196 k – – –
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
USD 148 k -USD 8.76 k -500 -6%
Citigroup
22
Citigroup
New York
USD 90 k +USD 368 +21 +0.4%
Wolverine Asset Management
23
Wolverine Asset Management
Illinois
USD 41 k +USD 41.1 k +2,349 Nuevas
MYCIO Wealth Partners
24
MYCIO Wealth Partners
Pennsylvania
USD 25 k – – –
Ladenburg Thalmann Financial Services
25
Ladenburg Thalmann Financial Services
Florida
USD 18 k -USD 17.5 k -1,000 -50%
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