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XAI Floating Rate & Alternative Income Trust

Name Holding Trade Value Shares
Change
Change in
Stake
AFG
76
Atomi Financial Group
New York
– -$120K -5,005 Closed
SL
77
Summitry LLC
California
– -$120K -5,000 Closed
CL
78
CSS LLC
Illinois
– -$112K -4,658 Closed
Mariner
79
Mariner
Kansas
– -$105K -4,395 Closed
KPWS
80
Kestra Private Wealth Services
Texas
– -$99.4K -4,140 Closed
CP
81
Castleview Partners
Texas
– -$89.1K -3,714 Closed
BFA
82
Beacon Financial Advisory
Ohio
– -$86.8K -3,618 Closed
EW
83
Evoke Wealth
California
– -$84.3K -3,514 Closed
FWP
84
Firethorn Wealth Partners
Georgia
– -$83.2K -3,466 Closed
MA
85
Mutual Advisors
Nebraska
– -$82.3K -3,430 Closed
CCG
86
Catalina Capital Group
California
– -$80.5K -3,354 Closed
WCFA
87
Walkner Condon Financial Advisors
Wisconsin
– -$74.1K -3,087 Closed
Nomura Holdings
88
Nomura Holdings
Japan
– -$71.4K -2,974 Closed
GVAG
89
Great Valley Advisor Group
Delaware
– -$69K -2,876 Closed
Mercer Global Advisors
90
Mercer Global Advisors
Colorado
– -$68.2K -2,841 Closed
FA
91
Freestate Advisors
Kansas
– -$64.8K -2,700 Closed
SPC
92
Sigma Planning Corp
Michigan
– -$72.2K -2,528 Closed
OCM
93
One Capital Management
California
– -$60K -2,500 Closed
AIS
94
Accredited Investor Services
Minnesota
– -$58.3K -2,431 Closed
HFA
95
Highland Financial Advisors
New Jersey
– -$56.3K -2,346 Closed
AWA
96
Amplius Wealth Advisors
Pennsylvania
– -$53.7K -2,236 Closed
PSCM
97
Per Stirling Capital Management
Texas
– -$50.6K -2,110 Closed
SWM
98
Spire Wealth Management
Virginia
– -$21K -873 Closed
FHA
99
Flagship Harbor Advisors
Massachusetts
– -$17.7K -737 Closed
NWMP
100
Noble Wealth Management PBC
Colorado
– -$9.6K -400 Closed