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XAI Floating Rate & Alternative Income Trust

Name Holding Trade Value Shares
Change
Change in
Stake
AF
51
Allworth Financial
California
$1.01K – – –
Rockefeller Capital Management
52
Rockefeller Capital Management
New York
$292 +$335 +17 New
HNB
53
Huntington National Bank
Ohio
$22 – – –
DB
54
Danske Bank
Denmark
$17 +$20 +1 New
Wells Fargo
55
Wells Fargo
California
$11 +$20 +1 New
CC
56
CF Capital
Massachusetts
– -$7.12M -296,484 Closed
JWCA
57
J.W. Cole Advisors
Florida
– -$2.17M -90,333 Closed
Envestnet Asset Management
58
Envestnet Asset Management
Illinois
– -$2.05M -85,416 Closed
Lido Advisors
59
Lido Advisors
California
– -$1.33M -49,556 Closed
SFS
60
Shaker Financial Services
Virginia
– -$881K -36,704 Closed
Cambridge Investment Research Advisors
61
Cambridge Investment Research Advisors
Iowa
– -$433K -18,052 Closed
TI
62
TrueMark Investments
Illinois
– -$385K -16,048 Closed
ALC
63
Alexander Labrunerie & Co
Missouri
– -$264K -11,000 Closed
NMC
64
Nine Masts Capital
Hong Kong
– -$258K -10,761 Closed
IWC
65
Integrated Wealth Concepts
Massachusetts
– -$240K -10,014 Closed
HighTower Advisors
66
HighTower Advisors
Illinois
– -$225K -9,359 Closed
CL
67
Choreo LLC
Illinois
– -$210K -8,819 Closed
WS
68
Wedbush Securities
California
– -$192K -7,999 Closed
CG
69
CFO4Life Group
Texas
– -$186K -7,760 Closed
HF
70
HRT Financial
New York
– -$174K -7,260 Closed
Commonwealth Equity Services
71
Commonwealth Equity Services
Massachusetts
– -$168K -7,016 Closed
MG
72
Marex Group
– -$147K -6,137 Closed
Raymond James Financial
73
Raymond James Financial
Florida
– -$146K -6,094 Closed
AGM
74
Alpine Global Management
New York
– -$129K -5,355 Closed
BIG
75
Brookwood Investment Group
Arizona
– -$127K -5,309 Closed