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XFLT

XAI Floating Rate & Alternative Income Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$114K +$839 +24 +0.6%
CAN
27
Cetera Advisor Networks
California
$105K -$11.4K -327 -8%
AWS
28
Atria Wealth Solutions
New York
$89.1K +$104K +2,964 New
TSS
29
Two Sigma Securities
New York
$88K -$30.3K -867 -23%
MC
30
Moors & Cabot
Massachusetts
$71K +$83.9K +2,400 New
NA
31
NewEdge Advisors
Louisiana
$65K +$76.2K +2,179 New
MWM
32
Modera Wealth Management
New Jersey
$64K +$74.8K +2,140 New
SL
33
Summitry LLC
California
$59K +$69.9K +2,000 New
PMFA
34
Plante Moran Financial Advisors
Michigan
$47K +$1.64K +47 +3%
Bank of America
35
Bank of America
North Carolina
$33K
TWM
36
Tradition Wealth Management
Minnesota
$23K +$9.06K +259 +51%
CP
37
Castleview Partners
Texas
$13K -$7.13M -203,825 -100%
HNB
38
Huntington National Bank
Ohio
$13K
Barclays
39
Barclays
United Kingdom
$13K +$14K +400 New
FWM
40
Focused Wealth Management
New York
$8K +$280 +8 +3%
BAM
41
Byrne Asset Management
New Jersey
$6K
TF
42
Tompkins Financial
New York
$6K
Northwestern Mutual Wealth Management
43
Northwestern Mutual Wealth Management
Wisconsin
$4K
AA
44
AlphaMark Advisors
Kentucky
$1K
FIA
45
FNY Investment Advisers
New York
$1K
Cambridge Investment Research Advisors
46
Cambridge Investment Research Advisors
Iowa
-$122K -3,488 Closed
VF
47
Virtu Financial
New York
-$98K -2,819 Closed
VWA
48
Visionary Wealth Advisors
Illinois
-$75K -2,150 Closed
AIP
49
Ahrens Investment Partners
Louisiana
-$21K -600 Closed
AF
50
Allworth Financial
California
-$10K -300 Closed