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XFLT

XAI Floating Rate & Alternative Income Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$133K +$24.3K +615 +19%
TSS
27
Two Sigma Securities
New York
$133K +$151K +3,816 New
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$122K +$27.9K +708 +25%
CA
29
CoreCap Advisors
Michigan
$107K -$16.6K -420 -12%
VF
30
Virtu Financial
New York
$98K +$111K +2,819 New
VWA
31
Visionary Wealth Advisors
Illinois
$75K +$84.8K +2,150 New
PMFA
32
Plante Moran Financial Advisors
Michigan
$53K +$1.58K +40 +3%
Bank of America
33
Bank of America
North Carolina
$39K
AIP
34
Ahrens Investment Partners
Louisiana
$21K -$65.5K -1,660 -73%
TWM
35
Tradition Wealth Management
Minnesota
$18K +$197 +5 +1%
HNB
36
Huntington National Bank
Ohio
$15K -$43.4K -1,100 -71%
AF
37
Allworth Financial
California
$10K +$11.8K +300 New
FWM
38
Focused Wealth Management
New York
$9K +$276 +7 +3%
BAM
39
Byrne Asset Management
New Jersey
$7K
TF
40
Tompkins Financial
New York
$7K +$7.89K +200 New
Northwestern Mutual Wealth Management
41
Northwestern Mutual Wealth Management
Wisconsin
$5K
CP
42
Castleview Partners
Texas
$2.76K +$8.06M +204,252 New
AA
43
AlphaMark Advisors
Kentucky
$1K
FIA
44
FNY Investment Advisers
New York
$1K
Lido Advisors
45
Lido Advisors
California
-$1.32M -31,102 Closed
C
46
Certuity
Florida
-$646K -15,246 Closed
SWM
47
Spire Wealth Management
Virginia
-$30K -700 Closed