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XFLT

XAI Floating Rate & Alternative Income Trust

Name Holding Trade Value Shares
Change
Change in
Stake
CPIG
26
Chicago Partners Investment Group
Illinois
$158K +$37.1K +829 +25%
CA
27
CoreCap Advisors
Michigan
$148K
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$136K +$22.5K +503 +19%
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$118K +$124K +2,780 New
AIP
30
Ahrens Investment Partners
Louisiana
$96K
HNB
31
Huntington National Bank
Ohio
$65K
PMFA
32
Plante Moran Financial Advisors
Michigan
$63K +$1.61K +36 +2%
Bank of America
33
Bank of America
North Carolina
$47K
SWM
34
Spire Wealth Management
Virginia
$30K +$31.3K +700 New
TWM
35
Tradition Wealth Management
Minnesota
$21K +$224 +5 +1%
FWM
36
Focused Wealth Management
New York
$10K +$269 +6 +3%
BAM
37
Byrne Asset Management
New Jersey
$8K
Northwestern Mutual Wealth Management
38
Northwestern Mutual Wealth Management
Wisconsin
$6K +$6.26K +140 New
AA
39
AlphaMark Advisors
Kentucky
$2K
FIA
40
FNY Investment Advisers
New York
$1K +$1.79K +40 New
MGWM
41
Marks Group Wealth Management
Minnesota
-$1.37M -30,800 Closed
GWM
42
Geneos Wealth Management
Colorado
-$116K -2,613 Closed
NA
43
NewEdge Advisors
Louisiana
-$115K -2,580 Closed
Nomura Holdings
44
Nomura Holdings
Japan
-$98K -2,200 Closed
DA
45
DCM Advisors
New York
-$90K -2,010 Closed