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TDF

Templeton Dragon Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BFEC
51
Benjamin F. Edwards & Company
Missouri
$133K +$2.75K +103 +2%
Fifth Third Bancorp
52
Fifth Third Bancorp
Ohio
$124K +$22K +823 +21%
1IC
53
1919 Investment Counsel
Maryland
$104K
DADC
54
D.A. Davidson & Co
Montana
$75K +$13.3K +500 +21%
NES
55
New England Securities
New York
$62K +$1.47K +55 +2%
HI
56
Hudock Inc
Pennsylvania
$57K +$294 +11 +0.5%
HCM
57
Highlander Capital Management
New Jersey
$50.3K
WA
58
WealthTrust-Arizona
Arizona
$44K -$8.01K -300 -15%
Citigroup
59
Citigroup
New York
$38K +$347 +13 +0.9%
LTFS
60
Ladenburg Thalmann Financial Services
Florida
$30K -$1.33K -50 -4%
AIG
61
American International Group
New York
$29.9K +$854 +32 +3%
US Bancorp
62
US Bancorp
Minnesota
$22K
WEC
63
Winslow Evans & Crocker
Massachusetts
$15K +$15.9K +595 New
Creative Planning
64
Creative Planning
Kansas
$12K
PSI
65
Pinnacle Summer Investments
Virginia
$10K
BCM
66
Blume Capital Management
California
$10K +$10.8K +404 New
ASN
67
Advisory Services Network
Georgia
$6K +$6.67K +250 New
TRCT
68
Tower Research Capital (TRC)
New York
$5K -$21.4K -800 -80%
WA
69
WFG Advisors
Texas
$5K
DA
70
Doliver Advisors
Texas
-$303K -11,657 Closed
PP
71
Palladium Partners
Virginia
-$284K -10,925 Closed
ISL
72
Ingalls & Snyder LLC
New York
-$200K -7,700 Closed
PFO
73
Pathstone Family Office
New Jersey
-$104K -4,000 Closed
MA
74
MUFG Americas
New York
-$78K -3,000 Closed
Northwestern Mutual Wealth Management
75
Northwestern Mutual Wealth Management
Wisconsin
-$5K -194 Closed