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TDF

Templeton Dragon Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CL
26
CSS LLC
Illinois
$273K -$25.4K -1,123 -8%
FHA
27
Flagship Harbor Advisors
Massachusetts
$267K
FLPIM
28
F.L. Putnam Investment Management
Massachusetts
$236K
Osaic Holdings
29
Osaic Holdings
Arizona
$221K +$150K +6,640 +191%
TAM
30
Tocqueville Asset Management
New York
$218K
MML Investors Services
31
MML Investors Services
Massachusetts
$214K +$221K +9,770 New
LCS
32
Levin Capital Strategies
New York
$203K +$209K +9,250 New
BC
33
Bartlett & Co
Ohio
$100K
BCWM
34
Bartlett & Co Wealth Management
Ohio
$99.8K
Bank of Montreal
35
Bank of Montreal
Ontario, Canada
$87K
FWM
36
Filbrandt Wealth Management
Wisconsin
$52K
GWM
37
Geneos Wealth Management
Colorado
$47K
BAM
38
Barrett Asset Management
New York
$44K
SBL
39
Sargent Bickham Lagudis
Colorado
$28K
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$23K
US Bancorp
41
US Bancorp
Minnesota
$22K
PA
42
Parallel Advisors
California
$19K
TIM
43
Tortoise Investment Management
New York
$15K
CAL
44
Capital Analysts LLC
Pennsylvania
$12K
ASN
45
Advisory Services Network
Georgia
$5K +$5.65K +250 New
FCA
46
FinTrust Capital Advisors
South Carolina
$3K +$316 +14 +12%
SFS
47
Sowell Financial Services
Arkansas
$2K
WIM
48
Westside Investment Management
California
$58
CA
49
Cornerstone Advisors
North Carolina
-$1.77M -87,823 Closed
Walleye Capital
50
Walleye Capital
New York
-$585K -28,973 Closed