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TDF

Templeton Dragon Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
26
LPL Financial
California
$681K +$117K +4,870 +22%
GFM
27
Gramercy Funds Management
Connecticut
$674K
CA
28
Cornerstone Advisors
North Carolina
$638K +$616K +25,700 New
HFS
29
HL Financial Services
Kentucky
$597K +$20.1K +837 +4%
BC
30
Bartlett & Co
Ohio
$458K -$11.2K -466 -2%
JP Morgan Chase
31
JP Morgan Chase
New York
$454K
Deutsche Bank
32
Deutsche Bank
Germany
$423K +$2.4K +100 +0.6%
B
33
Baird
Wisconsin
$372K -$3.86K -161 -1%
TJHA
34
Thomas J. Herzfeld Advisors
Florida
$364K +$35.6K +1,487 +11%
Franklin Resources
35
Franklin Resources
California
$336K
LCS
36
Levin Capital Strategies
New York
$335K
Commonwealth Equity Services
37
Commonwealth Equity Services
Massachusetts
$313K +$24.2K +1,009 +9%
Ameriprise
38
Ameriprise
Minnesota
$262K -$85.7K -3,576 -25%
PP
39
Palladium Partners
Virginia
$230K -$12K -500 -5%
SRC
40
Shufro Rose & Co
New York
$223K -$24K -1,000 -10%
SCM
41
Stuyvesant Capital Management
New York
$214K
WA
42
WealthTrust Axiom
Pennsylvania
$200K +$194K +8,075 New
PNC Financial Services Group
43
PNC Financial Services Group
Pennsylvania
$164K -$71.9K -3,000 -31%
Bank of Montreal
44
Bank of Montreal
Ontario, Canada
$136K
Fifth Third Bancorp
45
Fifth Third Bancorp
Ohio
$113K
LTFS
46
Ladenburg Thalmann Financial Services
Florida
$103K
WAM
47
Wolverine Asset Management
Illinois
$99K +$95.9K +4,000 New
EWM
48
Evercore Wealth Management
New York
$75K +$71.9K +3,000 New
OIA
49
Optimum Investment Advisors
Illinois
$65K +$62.3K +2,600 New
PCM
50
Parsons Capital Management
Rhode Island
$57K