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TDF

Templeton Dragon Fund

Name Holding Trade Value Shares
Change
Change in
Stake
JP Morgan Chase
26
JP Morgan Chase
New York
$468K
DA
27
Doliver Advisors
Texas
$461K +$452K +18,818 New
HFS
28
HL Financial Services
Kentucky
$459K +$13.2K +548 +3%
AG
29
Ashmore Group
United Kingdom
$452K -$255K -10,621 -37%
Deutsche Bank
30
Deutsche Bank
Germany
$415K
Chevy Chase Trust
31
Chevy Chase Trust
Maryland
$342K -$251K -10,450 -43%
Franklin Resources
32
Franklin Resources
California
$331K
LCS
33
Levin Capital Strategies
New York
$331K
MWR
34
McAdams Wright Ragen
Washington
$331K +$77.4K +3,225 +31%
Verition Fund Management
35
Verition Fund Management
Connecticut
$328K +$321K +13,390 New
TJHA
36
Thomas J. Herzfeld Advisors
Florida
$325K -$31.2K -1,300 -9%
WAM
37
Wolverine Asset Management
Illinois
$321K +$315K +13,114 New
Ameriprise
38
Ameriprise
Minnesota
$313K +$26.2K +1,092 +9%
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$286K +$43.2K +1,800 +18%
PP
40
Palladium Partners
Virginia
$268K +$262K +10,925 New
Northern Trust
41
Northern Trust
Illinois
$262K -$470K -19,590 -65%
MFS
42
MSI Financial Services
Massachusetts
$262K +$19.2K +800 +8%
SRC
43
Shufro Rose & Co
New York
$259K
Commonwealth Equity Services
44
Commonwealth Equity Services
Massachusetts
$255K -$23.5K -979 -9%
SFS
45
Shaker Financial Services
Virginia
$223K -$516K -21,493 -70%
SCM
46
Stuyvesant Capital Management
New York
$214K
SBH
47
Segall Bryant & Hamill
Illinois
$207K -$9.6K -400 -5%
PAS
48
Partnervest Advisory Services
California
$134K -$30.4K -1,266 -19%
Bank of Montreal
49
Bank of Montreal
Ontario, Canada
$133K
BFEC
50
Benjamin F. Edwards & Company
Missouri
$129K +$2.47K +103 +2%