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SRF

THE CUSHING ROYALTY & INCOME FUND

Delisted

SRF was delisted on the 29th of May, 2020.

Name Holding Trade Value Shares
Change
Change in
Stake
NIMC
1
NWQ Investment Management Company
California
$4.16M +$748K +7,518 +19%
GC
2
Guggenheim Capital
Illinois
$2.77M -$149K -1,501 -5%
Morgan Stanley
3
Morgan Stanley
New York
$2.57M +$870K +8,742 +44%
Stifel Financial
4
Stifel Financial
Missouri
$1.43M +$642K +6,457 +68%
LPL Financial
5
LPL Financial
California
$1.3M +$647K +6,503 +80%
AW
6
ACG Wealth
Georgia
$956K -$433K -4,349 -29%
B
7
Baird
Wisconsin
$871K +$965K +9,705 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$848K -$248K -2,492 -21%
OC
9
Oppenheimer & Co
New York
$711K +$270K +2,715 +52%
WPP
10
Whalerock Point Partners
Rhode Island
$562K +$45.8K +460 +8%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$484K +$145K +1,455 +37%
VKH
12
Virtu KCG Holdings
New York
$352K +$390K +3,920 New
FAAS
13
First Allied Advisory Services
California
$231K -$69.6K -700 -21%
Citadel Advisors
14
Citadel Advisors
Florida
$209K +$232K +2,331 New
NIM
15
NXG Investment Management
Texas
$201K +$6.07K +61 +3%
NFG
16
Next Financial Group
Texas
$145K -$9.05K -91 -5%
US Bancorp
17
US Bancorp
Minnesota
$111K +$123K +1,240 New
Wells Fargo
18
Wells Fargo
California
$71K -$1.99K -20 -2%
BRWM
19
B. Riley Wealth Management
Tennessee
$65K +$597 +6 +0.8%
PSI
20
Pinnacle Summer Investments
Virginia
$63K +$1.19K +12 +2%
TDC
21
Thompson Davis & Co
Virginia
$48K
ECM
22
Exchange Capital Management
Michigan
$18K
U
23
UBS
Switzerland
$18K
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$9K -$26.9K -270 -72%
GSC
25
Ground Swell Capital
South Carolina
$5K +$5.97K +60 New