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SRF

THE CUSHING ROYALTY & INCOME FUND

Delisted

SRF was delisted on the 29th of May, 2020.

Name Holding Trade Value Shares
Change
Change in
Stake
Stifel Financial
1
Stifel Financial
Missouri
$664K +$448K +14,291 +132%
GC
2
Guggenheim Capital
Illinois
$649K -$85.5K -2,726 -10%
WAM
3
Wolverine Asset Management
Illinois
$380K +$451K +14,401 New
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$262K +$1.1K +35 +0.4%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$245K +$63.1K +2,014 +28%
OC
6
Oppenheimer & Co
New York
$243K +$5.08K +162 +2%
Morgan Stanley
7
Morgan Stanley
New York
$238K -$341K -10,881 -55%
TC
8
TFS Capital
Pennsylvania
$232K -$370K -11,812 -57%
PAG
9
Private Advisor Group
New Jersey
$192K +$70.2K +2,238 +44%
Bank of America
10
Bank of America
North Carolina
$163K +$72K +2,297 +60%
LPL Financial
11
LPL Financial
California
$109K -$146K -4,670 -53%
NIM
12
NXG Investment Management
Texas
$64K +$1.63K +52 +2%
VKH
13
Virtu KCG Holdings
New York
$61K -$85K -2,712 -54%
US Bancorp
14
US Bancorp
Minnesota
$33K
PSI
15
Pinnacle Summer Investments
Virginia
$20K +$470 +15 +2%
TDC
16
Thompson Davis & Co
Virginia
$11K -$4.08K -130 -25%
UBS Group
17
UBS Group
Switzerland
$8K -$278K -8,872 -97%
BRWM
18
B. Riley Wealth Management
Tennessee
$7K +$251 +8 +3%
Wells Fargo
19
Wells Fargo
California
$3K -$16.9K -540 -84%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$3K
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$2K +$1.88K +60 New
RCM
22
Rivernorth Capital Management
Florida
-$738K -18,764 Closed
NIMC
23
NWQ Investment Management Company
California
-$624K -15,878 Closed
B
24
Baird
Wisconsin
-$290K -7,376 Closed
AW
25
ACG Wealth
Georgia
-$220K -5,603 Closed