|
1
|
Matisse Capital
Portland,
Oregon
|
$267K
|
+$391K
|
+31,740
|
New
|
|
|
2
|
|
$221K
|
-$50.6K
|
-4,105
|
-14%
|
|
|
3
|
Bank of America
Charlotte,
North Carolina
|
$187K
|
-$101K
|
-8,190
|
-27%
|
|
|
4
|
|
$51K
|
+$75K
|
+6,083
|
New
|
|
|
5
|
UBS Group
Zurich,
Switzerland
|
$26K
|
-$15K
|
-1,218
|
-28%
|
|
|
6
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$17K
|
-$2.12K
|
-172
|
-8%
|
|
|
7
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$16K
|
+$24.6K
|
+2,000
|
New
|
|
|
8
|
Hefren-Tillotson
Pittsburgh,
Pennsylvania
|
$6K
|
+$9.86K
|
+800
|
New
|
|
|
9
|
Pinnacle Summer Investments
Fairfax,
Virginia
|
$4K
|
-$3.29K
|
-267
|
-35%
|
|
|
10
|
Tower Research Capital (TRC)
New York
|
$4K
|
+$3.72K
|
+302
|
+132%
|
|
|
11
|
Thompson Davis & Co
Richmond,
Virginia
|
$3K
|
–
|
–
|
–
|
|
|
12
|
Wells Fargo
San Francisco,
California
|
$3K
|
+$1.39K
|
+113
|
+38%
|
|
|
13
|
Klingman & Associates
New York
|
$1K
|
+$1.31K
|
+106
|
New
|
|
|
14
|
Stifel Financial
St. Louis,
Missouri
|
–
|
-$282K
|
-20,196
|
Closed
|
|
|
15
|
Guggenheim Capital
Chicago,
Illinois
|
–
|
-$268K
|
-19,580
|
Closed
|
|
|
16
|
Ionic Capital Management
New York
|
–
|
-$227K
|
-16,268
|
Closed
|
|
|
17
|
TFS Capital
West Chester,
Pennsylvania
|
–
|
-$183K
|
-13,121
|
Closed
|
|
|
18
|
Sonora Investment Management
Tucson,
Arizona
|
–
|
-$10K
|
-3,047
|
Closed
|
|
|
19
|
Sandy Spring Bank
Olney,
Maryland
|
–
|
-$30K
|
-2,156
|
Closed
|
|
|
20
|
FineMark National Bank & Trust
Fort Myers,
Florida
|
–
|
-$28K
|
-2,000
|
Closed
|
|
|
21
|
BlackRock Investment Management
Wilmington,
Delaware
|
–
|
-$4K
|
-280
|
Closed
|
|
|
22
|
IFP Advisors
Tampa,
Florida
|
–
|
+$222
|
+18
|
New
|
|
