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SRF

THE CUSHING ROYALTY & INCOME FUND

Delisted

SRF was delisted on the 29th of May, 2020.

Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$2.21M +$861K +9,604 +67%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$1.39M +$40.7K +454 +3%
NIMC
3
NWQ Investment Management Company
California
$1.31M +$830K +9,256 +185%
Stifel Financial
4
Stifel Financial
Missouri
$706K +$686K +7,656 New
Morgan Stanley
5
Morgan Stanley
New York
$675K +$497K +5,547 +312%
OC
6
Oppenheimer & Co
New York
$540K +$2.51K +28 +0.5%
WPP
7
Whalerock Point Partners
Rhode Island
$497K
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$273K +$266K +2,964 New
LPL Financial
9
LPL Financial
California
$242K +$235K +2,624 New
NIM
10
NXG Investment Management
Texas
$191K -$10.7K -119 -5%
FAAS
11
First Allied Advisory Services
California
$189K +$182K +2,030 New
Wells Fargo
12
Wells Fargo
California
$76K -$60.6K -676 -45%
PSI
13
Pinnacle Summer Investments
Virginia
$64K +$1.17K +13 +2%
BRWM
14
B. Riley Wealth Management
Tennessee
$51K +$49.6K +553 New
TDC
15
Thompson Davis & Co
Virginia
$49K
U
16
UBS
Switzerland
$29K -$35.1K -391 -55%
ECM
17
Exchange Capital Management
Michigan
$18K
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$10K
MIG
19
Mariner Investment Group
New York
-$805K -9,485 Closed
WAM
20
Wolverine Asset Management
Illinois
-$246K -2,905 Closed
VKH
21
Virtu KCG Holdings
New York
-$225K -2,657 Closed
WRM
22
Westport Resources Management
Connecticut
-$53K -620 Closed
Deutsche Bank
23
Deutsche Bank
Germany
-$16K -200 Closed
MFS
24
MSI Financial Services
Massachusetts
-$4K -49 Closed
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
-$2K -26 Closed