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SRF

THE CUSHING ROYALTY & INCOME FUND

Delisted

SRF was delisted on the 29th of May, 2020.

Name Holding Trade Value Shares
Change
Change in
Stake
NIMC
1
NWQ Investment Management Company
California
$3.92M +$2.38M +24,529 +172%
GC
2
Guggenheim Capital
Illinois
$3.27M +$813K +8,379 +35%
Morgan Stanley
3
Morgan Stanley
New York
$2.01M +$1.22M +12,560 +172%
AW
4
ACG Wealth
Georgia
$1.52M +$1.46M +15,000 New
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.21M -$302K -3,112 -21%
Stifel Financial
6
Stifel Financial
Missouri
$959K +$177K +1,823 +24%
LPL Financial
7
LPL Financial
California
$820K +$532K +5,483 +209%
WPP
8
Whalerock Point Partners
Rhode Island
$586K +$38.8K +400 +7%
OC
9
Oppenheimer & Co
New York
$527K -$63.8K -657 -11%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$399K +$94.7K +976 +33%
FAAS
11
First Allied Advisory Services
California
$329K +$120K +1,240 +61%
NIM
12
NXG Investment Management
Texas
$221K +$10.9K +112 +5%
NFG
13
Next Financial Group
Texas
$173K +$166K +1,709 New
Wells Fargo
14
Wells Fargo
California
$82K -$971 -10 -1%
BRWM
15
B. Riley Wealth Management
Tennessee
$72K +$16.2K +167 +30%
PSI
16
Pinnacle Summer Investments
Virginia
$69K +$1.17K +12 +2%
TDC
17
Thompson Davis & Co
Virginia
$54K
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$38K +$26.2K +270 +257%
U
19
UBS
Switzerland
$20K -$11.8K -122 -38%
ECM
20
Exchange Capital Management
Michigan
$20K
TRCT
21
Tower Research Capital (TRC)
New York
$18K +$17.5K +180 New
EWM
22
Evercore Wealth Management
New York
$14K +$13.6K +140 New