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SRF

THE CUSHING ROYALTY & INCOME FUND

Delisted

SRF was delisted on the 29th of May, 2020.

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$425K +$295K +16,305 +115%
Morgan Stanley
2
Morgan Stanley
New York
$425K +$356K +19,670 +183%
Stifel Financial
3
Stifel Financial
Missouri
$282K -$57K -3,153 -14%
GC
4
Guggenheim Capital
Illinois
$268K -$49.7K -2,745 -12%
ICM
5
Ionic Capital Management
New York
$227K +$294K +16,268 New
TC
6
TFS Capital
Pennsylvania
$183K +$125K +6,928 +112%
UBS Group
7
UBS Group
Switzerland
$60K +$23.8K +1,317 +44%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$31K -$1.45K -80 -3%
SSB
9
Sandy Spring Bank
Maryland
$30K
FNBT
10
FineMark National Bank & Trust
Florida
$28K +$36.2K +2,000 New
PSI
11
Pinnacle Summer Investments
Virginia
$11K +$90 +5 +0.7%
SIM
12
Sonora Investment Management
Arizona
$10K +$55.1K +3,047 New
TDC
13
Thompson Davis & Co
Virginia
$6K
Wells Fargo
14
Wells Fargo
California
$4K +$18 +1 +0.3%
BIM
15
BlackRock Investment Management
Delaware
$4K +$5.07K +280 New
TRCT
16
Tower Research Capital (TRC)
New York
$3K +$3.82K +211 +1,172%
KA
17
Klingman & Associates
New York
$1K
WAM
18
Wolverine Asset Management
Illinois
-$522K -24,256 Closed
PAM
19
Panagora Asset Management
Massachusetts
-$201K -9,320 Closed
PAG
20
Private Advisor Group
New Jersey
-$180K -8,340 Closed
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
-$171K -7,944 Closed
OC
22
Oppenheimer & Co
New York
-$169K -7,853 Closed
VKH
23
Virtu KCG Holdings
New York
-$118K -5,483 Closed
LPL Financial
24
LPL Financial
California
-$110K -5,234 Closed
LCM
25
Landscape Capital Management
New Jersey
-$71K -3,276 Closed