NXG Investment Management’s THE CUSHING ROYALTY & INCOME FUND SRF Stock Holding History

NXG Investment Management’s Portfolio SRF Stock Details SRF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-2,486	Closed	-$54K	–	180
2015 Q2	$54K	Buy	2,486 +53	+2%	+$1.36K	﹤0.01%	163
2015 Q1	$64K	Buy	2,433 +52	+2%	+$1.63K	﹤0.01%	164
2014 Q4	$94K	Buy	2,381 +138	+6%	+$9.53K	﹤0.01%	176
2014 Q3	$201K	Buy	2,243 +61	+3%	+$6.07K	﹤0.01%	197
2014 Q2	$221K	Buy	2,182 +112	+5%	+$10.9K	0.01%	197
2014 Q1	$191K	Sell	2,070 -119	-5%	-$10.7K	0.01%	186
2013 Q4	$186K	Buy	2,189 +178	+9%	+$15.2K	0.01%	177
2013 Q3	$171K	Buy	+2,011	New	+$188K	0.01%	167

Other funds holding SRF

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

ICM

Ionic Capital Management New York $1.37B AUM 48.26% 1-Year Est. Return

TFS Capital West Chester, Pennsylvania $255M AUM 32.31% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SSB

Sandy Spring Bank Olney, Maryland $2.38B AUM 8.14% 1-Year Est. Return

FNBT

FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return

NXG Investment Management's SRF Position: Q3 2015 in Review

NXG Investment Management sold out of THE CUSHING ROYALTY & INCOME FUND (SRF) in Q3 2015, closing a stake of 2,486 shares — an estimated $54K sold.

NXG Investment Management first reported a position in SRF in Q3 2013 and held it in 8 quarters. The position peaked at $221K in Q2 2014. 16 funds tracked by Wall St. Rank hold SRF as of Q3 2015.

NXG Investment Management reported no remaining THE CUSHING ROYALTY & INCOME FUND position as of Q3 2015 after selling out during the quarter.
NXG Investment Management sold 2,486 THE CUSHING ROYALTY & INCOME FUND shares in Q3 2015, an estimated $54K.
NXG Investment Management first reported a position in THE CUSHING ROYALTY & INCOME FUND in Q3 2013 and held it in 8 quarters.
NXG Investment Management's THE CUSHING ROYALTY & INCOME FUND position peaked at $221K in Q2 2014.
16 funds tracked by Wall St. Rank held THE CUSHING ROYALTY & INCOME FUND as of Q3 2015.

Based on NXG Investment Management's 13F filing for Q3 2015, filed 16 Nov 2015.