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Nuveen S&P 500 Dynamic Overwrite Fund
SPXX

Name Holding Trade Value Shares
Change 		Change in
Stake
Envestnet Asset Management
26
Envestnet Asset Management
Illinois
$3.96M +$4.32M +246,272 New
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$3.94M +$3.87M +220,626 +901%
HWAM
28
Hennion & Walsh Asset Management
New Jersey
$3.38M +$3.44M +195,889 +1,333%
KAS
29
Kestra Advisory Services
Texas
$3.37M +$3.61M +205,817 +5,291%
P
30
&Partners
Tennessee
$3.35M +$3.66M +208,680 New
MA
31
MONECO Advisors
Connecticut
$3.27M +$3.57M +203,365 New
QL
32
Quarry LP
New York
$3.24M +$3.54M +201,584 New
SCM
33
Sage Capital Management
New Jersey
$3.17M +$3.46M +197,501 New
PAS
34
Park Avenue Securities
New York
$2.91M +$3.18M +181,127 New
SDAM
35
Shulman DeMeo Asset Management
New York
$2.53M +$1.96M +111,592 +242%
ACM
36
Altium Capital Management
New York
$2.53M +$2.76M +157,395 New
TJHA
37
Thomas J. Herzfeld Advisors
Florida
$2.4M +$2.61M +149,092 New
Two Sigma Investments
38
Two Sigma Investments
New York
$2.27M +$2M +113,790 +411%
AA
39
Advisory Advocates
Michigan
$2.19M +$2.39M +136,490 New
NA
40
NewEdge Advisors
Louisiana
$2.18M +$2.33M +133,019 +5,033%
ICM
41
Ionic Capital Management
New York
$2.1M +$2.3M +130,987 New
FFG
42
Fortem Financial Group
California
$2.1M +$1.05M +59,731 +84%
BI
43
Bulldog Investors
New Jersey
$2.02M +$2.2M +125,415 New
1CP
44
1607 Capital Partners
Virginia
$1.9M +$1.82M +104,060 +726%
LFS
45
Lighthouse Financial Services
California
$1.9M +$1.91M +109,192 New
PFO
46
PMG Family Office
Texas
$1.81M +$1.17M +66,550 +148%
Focus Partners Wealth
47
Focus Partners Wealth
Massachusetts
$1.75M +$1.91M +108,914 New
RCM
48
Rivernorth Capital Management
Florida
$1.6M +$1.74M +99,335 New
PFS
49
Prospera Financial Services
Texas
$1.59M +$1.74M +98,953 New
TA
50
TPG Advisors
Illinois
$1.59M +$1.73M +98,917 New
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