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Simplify US Equity PLUS Downside Convexity ETF
SPD

38 hedge funds and large institutions have $50M invested in Simplify US Equity PLUS Downside Convexity ETF in 2023 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 6 increasing their positions, 20 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% less funds holding

Funds holding: 39 → 38 (-1)

4.28% less ownership

Funds ownership: 51.46% → 47.18% (-4.3%)

17% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 6

30% less capital invested

Capital invested by funds: $71.7M → $50M (-$21.6M)

70% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 20

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
38
Holders Change
-1
Holders Change %
-2.56%
% of All Funds
0.6%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
5
Increased
6
Reduced
20
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AWM
Axxcess Wealth Management
California
+$5.31M
2
OIA
OneDigital Investment Advisors
Kansas
+$4.77M
3
CF
Clarity Financial
Texas
+$1.25M
4
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC)
Nebraska
+$1.08M
5
IAA
Ironsides Asset Advisors
North Carolina
+$588K

Top Sellers

1
KCM
Kathmere Capital Management
Pennsylvania
-$25.8M
2
RCIM
Red Cedar Investment Management
Michigan
-$4.69M
3
IA
IFP Advisors
Florida
-$2.93M
4
HighTower Advisors
HighTower Advisors
Illinois
-$2M
5
AIP
Almanack Investment Partners
Pennsylvania
-$695K
Name Holding Trade Value Shares
Change 		Change in
Stake
CWM
26
Collaborative Wealth Management
Florida
$208K +$199K +7,607 New
National Bank of Canada
27
National Bank of Canada
Quebec, Canada
$202K -$28.2K -1,078 -13%
IA
28
IFP Advisors
Florida
$169K -$2.93M -111,895 -95%
AW
29
Avion Wealth
Texas
$165K – – –
Morgan Stanley
30
Morgan Stanley
New York
$93.5K +$418 +16 +0.5%
Wells Fargo
31
Wells Fargo
California
$39.6K -$57.5K -2,200 -60%
Osaic Holdings
32
Osaic Holdings
Arizona
$16.9K -$42.6K -1,628 -72%
Qube Research & Technologies (QRT)
33
Qube Research & Technologies (QRT)
United Kingdom
$14.9K -$152K -5,822 -96%
KTC
34
Kistler-Tiffany Companies
Pennsylvania
$13.7K – – –
HCM
35
Hollencrest Capital Management
California
$13.2K – – –
Bank of Montreal
36
Bank of Montreal
Ontario, Canada
$3K – – –
FIA
37
FNY Investment Advisers
New York
$2K +$2.62K +100 New
TCM
38
TD Capital Management
Tennessee
$820 -$183 -7 -19%
RCIM
39
Red Cedar Investment Management
Michigan
– -$4.69M -183,405 Closed
EP
40
Eudaimonia Partners
Tennessee
– -$402K -15,720 Closed
MA
41
Mutual Advisors
Nebraska
– -$378K -14,765 Closed
UBS Group
42
UBS Group
Switzerland
– -$89.3K -3,492 Closed
JP Morgan Chase
43
JP Morgan Chase
New York
– -$47.5K -1,856 Closed
Fidelity Investments
44
Fidelity Investments
Massachusetts
– -$77 -3 Closed
1
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SPD Hedge Fund Activity: Q2 2023 in Review

38 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in Simplify US Equity PLUS Downside Convexity ETF (SPD) for Q2 2023, worth a combined $50M — down 30% from $71.7M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of SPD and 5 opened new positions — a net loss of 1 holder — while 20 trimmed existing stakes and 6 added.

The largest buyer was Axxcess Wealth Management, opening a new position worth an estimated $5.31M. The largest seller was Kathmere Capital Management, cutting an estimated $25.8M.

  • 38 institutional investors held Simplify US Equity PLUS Downside Convexity ETF (SPD) as of Q2 2023, down from 39 in Q1 2023.
  • Funds reported $50M of Simplify US Equity PLUS Downside Convexity ETF stock for Q2 2023, down 30% quarter-over-quarter.
  • 5 funds opened new Simplify US Equity PLUS Downside Convexity ETF positions in Q2 2023 and 6 closed out, a net change of -1 holder.
  • The largest Simplify US Equity PLUS Downside Convexity ETF buyer in Q2 2023 was Axxcess Wealth Management, an estimated $5.31M added.
  • The largest Simplify US Equity PLUS Downside Convexity ETF seller in Q2 2023 was Kathmere Capital Management, an estimated $25.8M sold.

Based on aggregated 13F filings for Q2 2023.