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Simplify US Equity PLUS Downside Convexity ETF
SPD

54 hedge funds and large institutions have $293M invested in Simplify US Equity PLUS Downside Convexity ETF in 2021 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 21 increasing their positions, 10 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 6

110% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 10

33% more funds holding in top 10

Funds holding in top 10: 3 → 4 (+1)

32% more funds holding

Funds holding: 41 → 54 (+13)

31% more capital invested

Capital invested by funds: $223M → $293M (+$69.2M)

4.29% less ownership

Funds ownership: 71.05% → 66.76% (-4.3%)

Holders
54
Holders Change
+13
Holders Change %
+31.71%
% of All Funds
0.83%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
20
Increased
21
Reduced
10
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HighTower Advisors
HighTower Advisors
Illinois
+$6.49M
2
SAS
SMI Advisory Services
Indiana
+$6.28M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$5.38M
4
DAS
Dynamic Advisor Solutions
Arizona
+$2.67M
5
IWC
Integrated Wealth Concepts
Massachusetts
+$2.62M

Top Sellers

1
SAM
Stringer Asset Management
Tennessee
-$3.69M
2
FEG
Financial Enhancement Group
Indiana
-$3.57M
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$1.37M
4
CAN
Cetera Advisor Networks
California
-$1.33M
5
AI
Atria Investments
North Carolina
-$1.21M
Name Holding Trade Value Shares
Change 		Change in
Stake
Osaic Holdings
26
Osaic Holdings
Arizona
$1.27M +$454K +14,123 +58%
BS
27
Boenning & Scattergood
Pennsylvania
$1.12M +$11.9K +370 +1%
WIA
28
World Investment Advisors
California
$1.06M -$602K -18,703 -36%
IA
29
IFP Advisors
Florida
$915K +$258K +8,026 +41%
3AM
30
3EDGE Asset Management
Florida
$847K +$819K +25,464 New
HH
31
Hilltop Holdings
Texas
$630K +$226K +7,019 +59%
IAIM
32
International Assets Investment Management
Florida
$592K -$486K -15,100 -44%
ASN
33
Advisory Services Network
Georgia
$570K +$552K +17,148 New
MCM
34
MAI Capital Management
Ohio
$554K +$535K +16,650 New
CWM
35
Collaborative Wealth Management
Florida
$532K +$514K +15,984 New
KPWS
36
Kestra Private Wealth Services
Texas
$485K -$58.2K -1,811 -11%
VAS
37
Vestmark Advisory Solutions
Massachusetts
$458K -$1.06K -33 -0.2%
CA
38
Cambridge Advisors
Nebraska
$424K +$196K +6,096 +92%
PFA
39
Pathway Financial Advisors
Vermont
$379K +$386K +12,005 New
AWM
40
AE Wealth Management
Kansas
$358K +$346K +10,753 New
M1FG
41
Mach-1 Financial Group
Arkansas
$357K +$346K +10,753 New
SG
42
StoneX Group
New York
$346K +$335K +10,415 New
SI
43
Stephens Inc
Arkansas
$305K +$295K +9,170 New
TC
44
Telemus Capital
Michigan
$289K +$279K +8,679 New
WP
45
WealthSource Partners
California
$263K +$254K +7,900 New
TCM
46
TD Capital Management
Tennessee
$132K -$17.9K -558 -12%
CFGS
47
Concourse Financial Group Securities
Alabama
$113K -$3.57K -111 -3%
PNC Financial Services Group
48
PNC Financial Services Group
Pennsylvania
$74K – – –
CA
49
CoreCap Advisors
Michigan
$19K +$18.6K +579 New
KTC
50
Kistler-Tiffany Companies
Pennsylvania
$17K – – –
1
2
3

SPD Hedge Fund Activity: Q4 2021 in Review

54 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Simplify US Equity PLUS Downside Convexity ETF (SPD) for Q4 2021, worth a combined $293M — up 31% from $223M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new SPD positions and 6 closed out — a net gain of 14 holders — while 21 added to existing stakes and 10 trimmed.

The largest buyer was HighTower Advisors, adding an estimated $6.49M. The largest seller was Stringer Asset Management, cutting an estimated $3.69M.

  • 54 institutional investors held Simplify US Equity PLUS Downside Convexity ETF (SPD) as of Q4 2021, up from 41 in Q3 2021.
  • Funds reported $293M of Simplify US Equity PLUS Downside Convexity ETF stock for Q4 2021, up 31% quarter-over-quarter.
  • 20 funds opened new Simplify US Equity PLUS Downside Convexity ETF positions in Q4 2021 and 6 closed out, a net change of +14 holders.
  • The largest Simplify US Equity PLUS Downside Convexity ETF buyer in Q4 2021 was HighTower Advisors, an estimated $6.49M added.
  • The largest Simplify US Equity PLUS Downside Convexity ETF seller in Q4 2021 was Stringer Asset Management, an estimated $3.69M sold.

Based on aggregated 13F filings for Q4 2021.