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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
ASN
51
Advisory Services Network
Georgia
$10K +$10.5K +207 New
TJHA
52
Thomas J. Herzfeld Advisors
Florida
– -$950K -18,756 Closed
BRWA
53
B. Riley Wealth Advisors
Florida
– -$552K -10,895 Closed
LPL Financial
54
LPL Financial
California
– -$467K -9,220 Closed
RA
55
RFG Advisory
Alabama
– -$228K -4,500 Closed
HWM
56
Howard Wealth Management
Connecticut
– -$167K -3,300 Closed
Allianz Asset Management
57
Allianz Asset Management
Germany
– -$8K -166 Closed