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State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM

355 hedge funds and large institutions have $2.51B invested in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in 2019 Q3 according to their latest regulatory filings, with 36 funds opening new positions, 125 increasing their positions, 110 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more repeat investments, than reductions

Existing positions increased: 125 | Existing positions reduced: 110

13% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 32

11% more funds holding in top 10

Funds holding in top 10: 9 → 10 (+1)

0% more funds holding

Funds holding: 354 → 355 (+1)

0.12% more ownership

Funds ownership: 69.57% → 69.69% (+0.12%)

0% less capital invested

Capital invested by funds: $2.52B → $2.51B (-$3.5M)

Holders
355
Holders Change
+1
Holders Change %
+0.28%
% of All Funds
7.79%
Holding in Top 10
10
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+11.11%
% of All Funds
0.22%
New
36
Increased
125
Reduced
110
Closed
32
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$27.1M
2
Mercer Global Advisors
Mercer Global Advisors
Colorado
+$13.1M
3
NA
NewEdge Advisors
Louisiana
+$8.22M
4
LWA
Lenox Wealth Advisors
New York
+$6.96M
5
Morgan Stanley
Morgan Stanley
New York
+$6.42M

Top Sellers

Rank Fund Capital Flow
1
AWA
Alaska Wealth Advisors
Alaska
-$26.5M
2
B
Bailard
California
-$12.6M
3
FTUS
Flow Traders U.S.
New York
-$9.37M
4
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors
North Carolina
-$8.77M
5
UFF
USA Financial Formulas
Michigan
-$8.06M
Name Holding Trade Value Shares
Change 		Change in
Stake
CCM
151
Covington Capital Management
California
$1.02M -$65.6K -1,337 -6%
PI
152
PFS Investments
Georgia
$1.02M +$552K +11,242 +117%
OAM
153
Occidental Asset Management
California
$1.02M +$19.6K +400 +2%
WAP
154
Wealthcare Advisory Partners
Pennsylvania
$1M +$91.2K +1,858 +10%
SFG
155
Sage Financial Group
Pennsylvania
$998K – – –
ANTB
156
AMG National Trust Bank
Colorado
$989K -$70.7K -1,440 -7%
Rockefeller Capital Management
157
Rockefeller Capital Management
New York
$985K +$938K +19,112 +1,917%
BCMO
158
Buckingham Capital Management (Ohio)
Ohio
$978K – – –
AA
159
Ancora Advisors
Ohio
$958K – – –
RIA
160
Regal Investment Advisors
Michigan
$958K +$16.1K +328 +2%
CMO
161
Covenant Multifamily Offices
Texas
$944K -$9.82K -200 -1%
VCM
162
Vivaldi Capital Management
Illinois
$927K – – –
PA
163
PFW Advisors
Georgia
$920K +$938K +19,105 New
WCA
164
Westover Capital Advisors
Delaware
$917K +$23.6K +480 +3%
AI
165
Atria Investments
North Carolina
$885K +$53.2K +1,083 +6%
PG
166
Proffitt & Goodson
Tennessee
$878K +$24.3K +494 +3%
DWM
167
Dakota Wealth Management
Florida
$876K +$160K +3,253 +22%
CTB
168
Country Trust Bank
Illinois
$859K -$468K -9,532 -35%
OC
169
Oarsman Capital
Wisconsin
$845K +$215K +4,383 +34%
OC
170
Oppenheimer & Co
New York
$822K -$197K -4,017 -19%
PPW
171
Pasadena Private Wealth
California
$814K +$86.7K +1,766 +12%
APA
172
American Portfolios Advisors
New York
$808K +$245K +4,997 +43%
CM
173
Columbus Macro
Pennsylvania
$791K -$129K -2,625 -14%
WANY
174
Wealthspire Advisors (New York)
New York
$789K -$211K -4,307 -21%
MFG
175
Magnus Financial Group
New York
$777K +$2.75K +56 +0.4%
5 6
7
8 9

SHM Hedge Fund Activity: Q3 2019 in Review

355 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) for Q3 2019, worth a combined $2.51B — down 0.14% from $2.52B a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new SHM positions and 32 closed out — a net gain of 4 holders — while 125 added to existing stakes and 110 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $27.1M. The largest seller was Alaska Wealth Advisors, cutting an estimated $26.5M.

  • 355 institutional investors held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) as of Q3 2019, up from 354 in Q2 2019.
  • Funds reported $2.51B of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF stock for Q3 2019, down 0.14% quarter-over-quarter.
  • 36 funds opened new State Street SPDR Nuveen ICE Short Term Municipal Bond ETF positions in Q3 2019 and 32 closed out, a net change of +4 holders.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF buyer in Q3 2019 was Envestnet Asset Management, an estimated $27.1M added.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF seller in Q3 2019 was Alaska Wealth Advisors, an estimated $26.5M sold.

Based on aggregated 13F filings for Q3 2019.