Occidental Asset Management’s State Street SPDR Nuveen ICE Short Term Municipal Bond ETF SHM Stock Holding History

Occidental Asset Management’s Portfolio SHM Stock Details SHM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-12,900	Closed	-$637K	–	217
2021 Q3	$637K	Hold	12,900	–	–	0.17%	128
2021 Q2	$639K	Sell	12,900 -2,500	-16%	-$124K	0.17%	128
2021 Q1	$763K	Hold	15,400	–	–	0.23%	110
2020 Q4	$767K	Hold	15,400	–	–	0.25%	102
2020 Q3	$768K	Hold	15,400	–	–	0.32%	78
2020 Q2	$768K	Hold	15,400	–	–	0.34%	80
2020 Q1	$753K	Sell	15,400 -200	-1%	-$9.78K	0.38%	69
2019 Q4	$766K	Sell	15,600 -5,200	-25%	-$255K	0.31%	90
2019 Q3	$1.02M	Buy	20,800 +400	+2%	+$19.6K	0.43%	42
2019 Q2	$998K	Hold	20,400	–	–	0.45%	43
2019 Q1	$989K	Hold	20,400	–	–	0.48%	44
2018 Q4	$980K	Hold	20,400	–	–	0.55%	39
2018 Q3	$973K	Buy	20,400 +2,000	+11%	+$95.9K	0.49%	46
2018 Q2	$883K	Hold	18,400	–	–	0.47%	37
2018 Q1	$880K	Hold	18,400	–	–	0.47%	37
2017 Q4	$882K	Buy	18,400 +2,000	+12%	+$96.6K	0.46%	39
2017 Q3	$797K	Sell	16,400 -400	-2%	-$19.5K	0.44%	42
2017 Q2	$815K	Buy	16,800 +9,649	+135%	+$469K	0.49%	40
2017 Q1	$346K	Buy	7,151 +800	+13%	+$38.6K	0.23%	77
2016 Q4	$304K	Buy	+6,351	New	+$307K	0.22%	83

Other funds holding SHM

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Mercer Global Advisors Denver, Colorado $67.6B AUM 18.3% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Occidental Asset Management's SHM Position: Q4 2021 in Review

Occidental Asset Management sold out of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) in Q4 2021, closing a stake of 12,900 shares — an estimated $637K sold.

Occidental Asset Management first reported a position in SHM in Q4 2016 and held it in 20 quarters. The position peaked at $1.02M in Q3 2019. 469 funds tracked by Wall St. Rank hold SHM as of Q4 2021.

Occidental Asset Management reported no remaining State Street SPDR Nuveen ICE Short Term Municipal Bond ETF position as of Q4 2021 after selling out during the quarter.
Occidental Asset Management sold 12,900 State Street SPDR Nuveen ICE Short Term Municipal Bond ETF shares in Q4 2021, an estimated $637K.
Occidental Asset Management first reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q4 2016 and held it in 20 quarters.
Occidental Asset Management's State Street SPDR Nuveen ICE Short Term Municipal Bond ETF position peaked at $1.02M in Q3 2019.
469 funds tracked by Wall St. Rank held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF as of Q4 2021.

Based on Occidental Asset Management's 13F filing for Q4 2021, filed 1 Feb 2022.