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State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM

378 hedge funds and large institutions have $2.69B invested in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in 2019 Q4 according to their latest regulatory filings, with 57 funds opening new positions, 145 increasing their positions, 91 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

138% more first-time investments, than exits

New positions opened: 57 | Existing positions closed: 24

60% more funds holding in top 10

Funds holding in top 10: 10 → 16 (+6)

59% more repeat investments, than reductions

Existing positions increased: 145 | Existing positions reduced: 91

7% more capital invested

Capital invested by funds: $2.51B → $2.69B (+$173M)

6% more funds holding

Funds holding: 355 → 378 (+23)

1.52% more ownership

Funds ownership: 69.69% → 71.21% (+1.5%)

Holders
378
Holders Change
+23
Holders Change %
+6.48%
% of All Funds
7.45%
Holding in Top 10
16
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+60%
% of All Funds
0.32%
New
57
Increased
145
Reduced
91
Closed
24
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RJA
Raymond James & Associates
Florida
+$63.4M
2
Truist Financial
Truist Financial
North Carolina
+$23.6M
3
AWA
Alaska Wealth Advisors
Alaska
+$23.1M
4
Bank of America
Bank of America
North Carolina
+$21.9M
5
Mercer Global Advisors
Mercer Global Advisors
Colorado
+$14.1M

Top Sellers

Rank Fund Capital Flow
1
UBS Group
UBS Group
Switzerland
-$25.8M
2
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$11.2M
3
Wells Fargo
Wells Fargo
California
-$11M
4
UBS AM
UBS AM
Illinois
-$6.42M
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$4.94M
Name Holding Trade Value Shares
Change 		Change in
Stake
MAS
76
Managed Account Services
Florida
$4.19M +$971K +19,809 +30%
APCM
77
Alaska Permanent Capital Management
Alaska
$4.15M – – –
CFB
78
Cullen/Frost Bankers
Texas
$4.09M +$172K +3,501 +4%
GA
79
Gateway Advisory
New Jersey
$4.06M +$136K +2,765 +3%
DC
80
Derby & Company
Massachusetts
$4.03M +$4.02M +81,988 New
MI
81
Moneywise Inc
Virginia
$3.94M +$108K +2,205 +3%
CCT
82
Country Club Trust
Missouri
$3.93M +$336K +6,861 +9%
NEAM
83
New England Asset Management
Connecticut
$3.86M – – –
LCM
84
Leisure Capital Management
California
$3.71M +$96.2K +1,963 +3%
TI
85
tru Independence
Oregon
$3.62M +$3.63M +74,052 New
BFA
86
Bragg Financial Advisors
North Carolina
$3.59M +$1.13M +23,045 +46%
EGA
87
Eagle Global Advisors
Texas
$3.47M +$547K +11,152 +19%
CFMC
88
Curbstone Financial Management Corp
New Hampshire
$3.38M – – –
HW
89
Hancock Whitney
Mississippi
$3.32M +$287K +5,854 +9%
CONA
90
Capital One National Association
New York
$3.25M +$3.25M +66,242 New
Janney Montgomery Scott
91
Janney Montgomery Scott
Pennsylvania
$3.22M +$2.89M +59,021 +912%
PP
92
PrairieView Partners
Minnesota
$3.13M -$147K -2,993 -4%
JP Morgan Chase
93
JP Morgan Chase
New York
$3.07M +$860K +17,545 +39%
Bessemer Group
94
Bessemer Group
New Jersey
$3.04M +$3.03M +61,895 New
AllianceBernstein
95
AllianceBernstein
Tennessee
$3.04M +$4.95K +101 +0.2%
AAM
96
Ameraudi Asset Management
New York
$3.02M +$3.02M +61,581 New
Millennium Management
97
Millennium Management
New York
$3.02M – – –
MPM
98
Meritage Portfolio Management
Kansas
$2.87M -$584K -11,912 -17%
FWM
99
FSA Wealth Management
Massachusetts
$2.8M +$2.8M +57,104 New
CC
100
Callan Capital
California
$2.8M -$35.1K -716 -1%
2 3
4
5 6

SHM Hedge Fund Activity: Q4 2019 in Review

378 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) for Q4 2019, worth a combined $2.69B — up 6.9% from $2.51B a quarter earlier.

Buyers outnumbered sellers: 57 funds opened new SHM positions and 24 closed out — a net gain of 33 holders — while 145 added to existing stakes and 91 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $63.4M. The largest seller was UBS Group, cutting an estimated $25.8M.

  • 378 institutional investors held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) as of Q4 2019, up from 355 in Q3 2019.
  • Funds reported $2.69B of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF stock for Q4 2019, up 6.9% quarter-over-quarter.
  • 57 funds opened new State Street SPDR Nuveen ICE Short Term Municipal Bond ETF positions in Q4 2019 and 24 closed out, a net change of +33 holders.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF buyer in Q4 2019 was Raymond James & Associates, an estimated $63.4M added.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF seller in Q4 2019 was UBS Group, an estimated $25.8M sold.

Based on aggregated 13F filings for Q4 2019.