Capital One National Association’s State Street SPDR Nuveen ICE Short Term Municipal Bond ETF SHM Stock Holding History

Capital One National Association’s Portfolio SHM Stock Details SHM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$3.25M	Buy	+66,242	New	+$3.25M	0.43%	51
2018 Q2	$1.07M	Buy	22,279 +757	+4%	+$36.2K	0.08%	217
2018 Q1	$1.03M	Buy	21,522 +1,248	+6%	+$59.8K	0.07%	226
2017 Q4	$971K	Sell	20,274 -978	-5%	-$47.2K	0.07%	235
2017 Q3	$1.03M	Sell	21,252 -1,319	-6%	-$64.3K	0.07%	225
2017 Q2	$1.09M	Buy	22,571 +1,751	+8%	+$85.1K	0.08%	220
2017 Q1	$1.01M	Buy	20,820 +1,515	+8%	+$73.1K	0.08%	226
2016 Q4	$925K	Buy	19,305 +10,290	+114%	+$497K	0.07%	223
2016 Q3	$440K	Sell	9,015 -5,217	-37%	-$256K	0.04%	347
2016 Q2	$699K	Buy	14,232 +804	+6%	+$39.3K	0.06%	256
2016 Q1	$656K	Sell	13,428 -20,271	-60%	-$992K	0.06%	281
2015 Q4	$1.64M	Buy	33,699 +11,623	+53%	+$566K	0.14%	157
2015 Q3	$1.08M	Sell	22,076 -4,748	-18%	-$231K	0.1%	194
2015 Q2	$1.3M	Sell	26,824 -7,398	-22%	-$358K	0.12%	181
2015 Q1	$1.67M	Buy	34,222 +3,406	+11%	+$166K	0.15%	154
2014 Q4	$1.5M	Buy	30,816 +21,652	+236%	+$1.05M	0.14%	176
2014 Q3	$447K	Buy	9,164 +272	+3%	+$13.3K	0.04%	329
2014 Q2	$433K	Buy	8,892 +2,060	+30%	+$100K	0.04%	352
2014 Q1	$331K	Sell	6,832 -50	-0.7%	-$2.43K	0.03%	403
2013 Q4	$334K	Buy	+6,882	New	+$334K	0.03%	404

Other funds holding SHM

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Mercer Global Advisors Denver, Colorado $67.6B AUM 18.3% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

BWM

Biltmore Wealth Management Tempe, Arizona $320M AUM 21.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Capital One National Association's SHM Position: Q4 2019 in Review

Capital One National Association opened a new position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) in Q4 2019: 66,242 shares worth $3.25M. The stake represents 0.43% of the portfolio and ranks #51 among its holdings. This is a return to the name: Capital One National Association previously reported a position in SHM as recently as Q2 2018.

Capital One National Association first reported a position in SHM in Q4 2013 and has held it in 20 quarters since. 378 funds tracked by Wall St. Rank hold SHM as of Q4 2019.

Capital One National Association held 66,242 shares of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF worth $3.25M as of Q4 2019.
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF was a new Capital One National Association position in Q4 2019.
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF made up 0.43% of Capital One National Association's portfolio in Q4 2019, its #51 holding.
Capital One National Association first reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q4 2013 and has held it in 20 quarters since.
378 funds tracked by Wall St. Rank held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF as of Q4 2019.

Based on Capital One National Association's 13F filing for Q4 2019, filed 11 Feb 2020.