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State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM

178 hedge funds and large institutions have $1.31B invested in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in 2014 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 85 increasing their positions, 51 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 51

15% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 13

12% more capital invested

Capital invested by funds: $1.17B → $1.31B (+$137M)

1% more funds holding

Funds holding: 177 → 178 (+1)

0.42% more ownership

Funds ownership: 25.19% → 25.61% (+0.42%)

0% more funds holding in top 10

Funds holding in top 10: 7 → 7 (0)

Holders
178
Holders Change
+1
Holders Change %
+0.56%
% of All Funds
5.17%
Holding in Top 10
7
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.2%
New
15
Increased
85
Reduced
51
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
+$40.5M
2
PWAG
Polaris Wealth Advisory Group
California
+$8.96M
3
Morgan Stanley
Morgan Stanley
New York
+$8.38M
4
MAA
Managed Account Advisors
New Jersey
+$7.99M
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$7.11M

Top Sellers

1
B
Bailard
California
-$7.73M
2
Bank of America
Bank of America
North Carolina
-$7.38M
3
SGCA
Steel Grove Capital Advisors
Tennessee
-$5.24M
4
PL
Plancorp LLC
Missouri
-$4.99M
5
CS
Credit Suisse
Switzerland
-$3.65M
Name Holding Trade Value Shares
Change 		Change in
Stake
TNBTD
76
Trustmark National Bank Trust Department
Mississippi
$1.54M – – –
EWM
77
Empirical Wealth Management
Washington
$1.47M +$122K +2,505 +9%
PA
78
Pinnacle Associates
New York
$1.41M -$52.9K -1,085 -4%
CG
79
Colony Group
Massachusetts
$1.4M +$809K +16,600 +137%
SGCA
80
Steel Grove Capital Advisors
Tennessee
$1.3M -$5.24M -107,579 -80%
Janney Montgomery Scott
81
Janney Montgomery Scott
Pennsylvania
$1.3M +$72.7K +1,491 +6%
AB
82
AT Bancorp
Iowa
$1.29M +$427K +8,750 +49%
NGA
83
Naples Global Advisors
Florida
$1.28M +$99.9K +2,050 +9%
NA
84
Nottingham Advisors
New York
$1.23M -$7.51K -154 -0.6%
B
85
Baird
Wisconsin
$1.22M -$4.63K -95 -0.4%
ECAM
86
East Coast Asset Management
Massachusetts
$1.21M -$592K -12,144 -33%
CAPTRUST Financial Advisors
87
CAPTRUST Financial Advisors
North Carolina
$1.17M +$365K +7,486 +45%
Chevy Chase Trust
88
Chevy Chase Trust
Maryland
$1.13M +$1.13M +23,110 New
BFEC
89
Benjamin F. Edwards & Company
Missouri
$1.09M +$164K +3,357 +18%
ICOA
90
Investment Centers of America
North Dakota
$1.09M +$890K +18,248 +443%
Bank of New York Mellon
91
Bank of New York Mellon
New York
$1.04M -$3.95K -81 -0.4%
AllianceBernstein
92
AllianceBernstein
Tennessee
$1.03M -$37K -759 -3%
M&T Bank
93
M&T Bank
New York
$1.01M +$1.01M +20,692 New
BUB
94
BBVA USA Bancshares
Texas
$999K +$160K +3,279 +19%
OC
95
Oarsman Capital
Wisconsin
$838K +$169K +3,470 +25%
MFS
96
MSI Financial Services
Massachusetts
$833K -$47.3K -970 -5%
CB
97
Commerce Bank
Missouri
$795K +$80.1K +1,643 +11%
JP Morgan Chase
98
JP Morgan Chase
New York
$781K +$289K +5,931 +59%
CCT
99
Country Club Trust
Missouri
$778K +$146K +2,985 +23%
Creative Planning
100
Creative Planning
Kansas
$773K +$224K +4,590 +41%
2 3
4
5 6

SHM Hedge Fund Activity: Q3 2014 in Review

178 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) for Q3 2014, worth a combined $1.31B — up 12% from $1.17B a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new SHM positions and 13 closed out — a net gain of 2 holders — while 85 added to existing stakes and 51 trimmed.

The largest buyer was PNC Financial Services Group, adding an estimated $40.5M. The largest seller was Bailard, cutting an estimated $7.73M.

  • 178 institutional investors held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) as of Q3 2014, up from 177 in Q2 2014.
  • Funds reported $1.31B of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF stock for Q3 2014, up 12% quarter-over-quarter.
  • 15 funds opened new State Street SPDR Nuveen ICE Short Term Municipal Bond ETF positions in Q3 2014 and 13 closed out, a net change of +2 holders.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF buyer in Q3 2014 was PNC Financial Services Group, an estimated $40.5M added.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF seller in Q3 2014 was Bailard, an estimated $7.73M sold.

Based on aggregated 13F filings for Q3 2014.