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State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM

140 hedge funds and large institutions have $1.01B invested in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in 2013 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 48 increasing their positions, 45 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 8

14% more funds holding in top 10

Funds holding in top 10: 7 → 8 (+1)

9% more capital invested

Capital invested by funds: $923M → $1.01B (+$85.7M)

4% more funds holding

Funds holding: 135 → 140 (+5)

7% more repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 45

0.98% more ownership

Funds ownership: 22.97% → 23.95% (+0.98%)

Holders
140
Holders Change
+5
Holders Change %
+3.7%
% of All Funds
4.54%
Holding in Top 10
8
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+14.29%
% of All Funds
0.26%
New
15
Increased
48
Reduced
45
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$12.5M
2
Bank of America
Bank of America
North Carolina
+$12.1M
3
BCI
Brinker Capital Investments
Pennsylvania
+$10.9M
4
CCWA
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
+$7.88M
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$4.74M

Top Sellers

1
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
-$8.38M
2
LIM
Leavell Investment Management
Alabama
-$7.38M
3
Goldman Sachs
Goldman Sachs
New York
-$6.12M
4
SI
SII Investments
Wisconsin
-$2.14M
5
RJFSA
Raymond James Financial Services Advisors
Florida
-$2.06M
Name Holding Trade Value Shares
Change 		Change in
Stake
DADC
51
D.A. Davidson & Co
Montana
$2.87M +$25.8K +535 +0.9%
GF
52
Gerstein Fisher
New York
$2.05M +$7.32K +152 +0.4%
ECAM
53
East Coast Asset Management
Massachusetts
$1.94M -$266K -5,533 -12%
CIM
54
Confluence Investment Management
Missouri
$1.72M +$456K +9,476 +37%
DWT
55
Dorsey & Whitney Trust
South Dakota
$1.63M – – –
NPC
56
National Planning Corporation
California
$1.56M +$242K +5,031 +18%
NMLIC
57
Northwestern Mutual Life Insurance Company
Wisconsin
$1.48M +$594K +12,344 +68%
HPC
58
HM Payson & Co
Maine
$1.47M -$8.09K -168 -0.6%
VA
59
Valmark Advisers
Ohio
$1.45M +$86K +1,786 +6%
LTFS
60
Ladenburg Thalmann Financial Services
Florida
$1.36M -$540K -11,226 -29%
IH
61
IFC Holdings
Florida
$1.34M -$18.9K -392 -1%
BIM
62
BlackRock Investment Management
Delaware
$1.24M +$165K +3,420 +15%
NA
63
Nottingham Advisors
New York
$1.23M +$301K +6,250 +33%
LG
64
Laidlaw Group
New York
$1.17M – – –
APCM
65
Alaska Permanent Capital Management
Alaska
$1.15M +$1.15M +23,801 New
LYV
66
Live Your Vision
Pennsylvania
$1.04M +$1.04M +21,555 New
Natixis Advisors
67
Natixis Advisors
Massachusetts
$1.03M -$304K -6,315 -23%
CL
68
CPWM LLC
Washington
$1.02M – – –
Cambridge Investment Research Advisors
69
Cambridge Investment Research Advisors
Iowa
$974K +$729K +15,155 +306%
Invesco
70
Invesco
Georgia
$943K -$56.1K -1,166 -6%
AL
71
Aspiriant LLC
California
$889K +$883K +18,352 New
B
72
Baird
Wisconsin
$859K +$261K +5,421 +44%
WP
73
WMS Partners
Maryland
$848K – – –
ACM
74
Antonetti Capital Management
Florida
$840K -$96.3K -2,000 -10%
CB
75
Commerce Bank
Missouri
$821K – – –
1 2
3
4 5

SHM Hedge Fund Activity: Q3 2013 in Review

140 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) for Q3 2013, worth a combined $1.01B — up 9.3% from $923M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new SHM positions and 8 closed out — a net gain of 7 holders — while 48 added to existing stakes and 45 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $12.5M. The largest seller was PNC Financial Services Group, cutting an estimated $8.38M.

  • 140 institutional investors held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) as of Q3 2013, up from 135 in Q2 2013.
  • Funds reported $1.01B of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF stock for Q3 2013, up 9.3% quarter-over-quarter.
  • 15 funds opened new State Street SPDR Nuveen ICE Short Term Municipal Bond ETF positions in Q3 2013 and 8 closed out, a net change of +7 holders.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF buyer in Q3 2013 was Morgan Stanley, an estimated $12.5M added.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF seller in Q3 2013 was PNC Financial Services Group, an estimated $8.38M sold.

Based on aggregated 13F filings for Q3 2013.