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SPDR Nuveen ICE Short Term Municipal Bond ETF
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Overview Fund Activity

197 hedge funds and large institutions have $1.4B invested in SPDR Nuveen ICE Short Term Municipal Bond ETF in 2015 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 80 increasing their positions, 59 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
197
Holders Change
-7
Holders Change %
-3.43%
% of All Funds
5.31%
Holding in Top 10
8
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-11.11%
% of All Funds
0.22%
New
17
Increased
80
Reduced
59
Closed
19
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$20.4M
2
MAA
Managed Account Advisors
New Jersey
+$12.9M
3
JIR
James Investment Research
Ohio
+$11.3M
4
B
Bailard
California
+$7.25M
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$6.23M

Top Sellers

1
Lazard Asset Management
Lazard Asset Management
New York
-$52.4M
2
CHA
Cedar Hill Associates
Illinois
-$13.2M
3
JCM
Janney Capital Management
Pennsylvania
-$6.46M
4
KIM
Karpus Investment Management
New York
-$5.87M
5
Chevy Chase Trust
Chevy Chase Trust
Maryland
-$5.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
JIR
26
James Investment Research
Ohio
$11.3M +$11.3M +232,027 New
SCA
27
STALEY CAPITAL ADVISERS
Pennsylvania
$10.4M -$257K -5,300 -2%
3AM
28
3D Asset Management
Connecticut
$8.75M +$53.4K +1,099 +0.6%
WCM
29
Windham Capital Management
Massachusetts
$7.91M -$481K -9,906 -6%
TFA
30
Transamerica Financial Advisors
Florida
$7.76M +$475K +9,785 +7%
SI
31
SII Investments
Wisconsin
$7.46M +$576K +11,851 +8%
Stifel Financial
32
Stifel Financial
Missouri
$6.77M +$207K +4,272 +3%
CCWA
33
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$6.63M -$2.34M -48,140 -26%
Goldman Sachs
34
Goldman Sachs
New York
$6.41M -$4.06M -83,576 -39%
FC
35
Financial Consulate
Maryland
$6.37M -$499K -10,274 -7%
BSW
36
Buckingham Strategic Wealth
Missouri
$6.29M +$2.85M +58,704 +83%
LPL Financial
37
LPL Financial
California
$6.08M -$538K -11,087 -8%
NMIS
38
Northwestern Mutual Investment Services
Wisconsin
$5.63M +$929K +19,137 +20%
LWM
39
LBA Wealth Management
Florida
$5.6M +$522K +10,750 +10%
AIM
40
Allen Investment Management
New York
$5.46M – – –
PA
41
Parkside Advisors
California
$4.93M +$79.3K +1,634 +2%
LYV
42
Live Your Vision
Pennsylvania
$4.66M +$19.6K +404 +0.4%
Ameriprise
43
Ameriprise
Minnesota
$4.59M +$922K +18,989 +25%
FIM
44
Freedom Investment Management
Connecticut
$4.57M +$409K +8,430 +10%
SWP
45
Stratos Wealth Partners
Ohio
$4.33M +$1.68M +34,691 +64%
LTFS
46
Ladenburg Thalmann Financial Services
Florida
$4.29M +$950K +19,563 +28%
Barclays
47
Barclays
United Kingdom
$4.09M -$1.05M -21,942 -20%
PAG
48
Pinnacle Advisory Group
Maryland
$4M -$451K -9,295 -10%
PWAG
49
Polaris Wealth Advisory Group
California
$3.92M -$113K -2,333 -3%
LCM
50
Leisure Capital Management
California
$3.92M +$360K +7,422 +10%
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