We are live on ! Find out more
SHM icon

State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM

140 hedge funds and large institutions have $1.01B invested in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in 2013 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 48 increasing their positions, 45 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 8

14% more funds holding in top 10

Funds holding in top 10: 7 → 8 (+1)

9% more capital invested

Capital invested by funds: $923M → $1.01B (+$85.7M)

4% more funds holding

Funds holding: 135 → 140 (+5)

7% more repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 45

0.98% more ownership

Funds ownership: 22.97% → 23.95% (+0.98%)

Holders
140
Holders Change
+5
Holders Change %
+3.7%
% of All Funds
4.54%
Holding in Top 10
8
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+14.29%
% of All Funds
0.26%
New
15
Increased
48
Reduced
45
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$12.5M
2
Bank of America
Bank of America
North Carolina
+$12.1M
3
BCI
Brinker Capital Investments
Pennsylvania
+$10.9M
4
CCWA
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
+$7.88M
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$4.74M

Top Sellers

1
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
-$8.38M
2
LIM
Leavell Investment Management
Alabama
-$7.38M
3
Goldman Sachs
Goldman Sachs
New York
-$6.12M
4
SI
SII Investments
Wisconsin
-$2.14M
5
RJFSA
Raymond James Financial Services Advisors
Florida
-$2.06M
Name Holding Trade Value Shares
Change 		Change in
Stake
CAG
26
Crestwood Advisors Group
Massachusetts
$8.84M +$161K +3,351 +2%
CCWA
27
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$8.55M +$7.88M +163,637 +1,271%
CCG
28
Chatham Capital Group
Georgia
$8.08M +$48.2K +1,002 +0.6%
CC
29
Curian Capital
Colorado
$7.28M +$504K +10,481 +7%
HighTower Advisors
30
HighTower Advisors
Illinois
$7.21M +$1.85M +38,503 +35%
TFA
31
Transamerica Financial Advisors
Florida
$6.52M -$207K -4,308 -3%
RCAG
32
Rehmann Capital Advisory Group
Michigan
$6.05M -$125K -2,590 -2%
Barclays
33
Barclays
United Kingdom
$5.76M +$121K +2,513 +2%
3AM
34
3D Asset Management
Connecticut
$5.46M +$785K +16,309 +17%
Northwestern Mutual Wealth Management
35
Northwestern Mutual Wealth Management
Wisconsin
$5.38M +$2.42M +50,346 +83%
SNC
36
Stifel Nicolaus & Co
Missouri
$5.18M -$57.9K -1,202 -1%
LIM
37
Leavell Investment Management
Alabama
$4.63M -$7.38M -153,334 -62%
Comerica Bank
38
Comerica Bank
Texas
$4.38M +$448K +9,298 +11%
JIR
39
James Investment Research
Ohio
$4.22M – – –
LPL Financial
40
LPL Financial
California
$4.21M -$346K -7,193 -8%
PAG
41
Pinnacle Advisory Group
Maryland
$4.08M -$151K -3,140 -4%
Goldman Sachs
42
Goldman Sachs
New York
$3.64M -$6.12M -127,244 -63%
Ameriprise
43
Ameriprise
Minnesota
$3.45M -$303K -6,293 -8%
BIT
44
BlackRock Institutional Trust
California
$3.44M -$673K -13,988 -16%
FIM
45
Freedom Investment Management
Connecticut
$3.37M +$1.4M +29,159 +72%
First Trust Advisors
46
First Trust Advisors
Illinois
$3.21M +$1.27M +26,327 +66%
UCFA
47
United Capital Financial Advisors
Texas
$3.05M -$187K -3,884 -6%
BPBT
48
Boston Private Bank & Trust
Massachusetts
$3.02M -$231K -4,800 -7%
Millennium Management
49
Millennium Management
New York
$3M +$24.9K +517 +0.8%
MNA
50
Manning & Napier Advisors
New York
$2.93M – – –
1
2
3 4 5

SHM Hedge Fund Activity: Q3 2013 in Review

140 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) for Q3 2013, worth a combined $1.01B — up 9.3% from $923M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new SHM positions and 8 closed out — a net gain of 7 holders — while 48 added to existing stakes and 45 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $12.5M. The largest seller was PNC Financial Services Group, cutting an estimated $8.38M.

  • 140 institutional investors held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) as of Q3 2013, up from 135 in Q2 2013.
  • Funds reported $1.01B of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF stock for Q3 2013, up 9.3% quarter-over-quarter.
  • 15 funds opened new State Street SPDR Nuveen ICE Short Term Municipal Bond ETF positions in Q3 2013 and 8 closed out, a net change of +7 holders.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF buyer in Q3 2013 was Morgan Stanley, an estimated $12.5M added.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF seller in Q3 2013 was PNC Financial Services Group, an estimated $8.38M sold.

Based on aggregated 13F filings for Q3 2013.