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State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM

433 hedge funds and large institutions have $4.43B invested in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in 2021 Q3 according to their latest regulatory filings, with 38 funds opening new positions, 166 increasing their positions, 135 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

81% more first-time investments, than exits

New positions opened: 38 | Existing positions closed: 21

23% more repeat investments, than reductions

Existing positions increased: 166 | Existing positions reduced: 135

14% more funds holding in top 10

Funds holding in top 10: 14 → 16 (+2)

6% more capital invested

Capital invested by funds: $4.2B → $4.43B (+$232M)

2% more funds holding

Funds holding: 424 → 433 (+9)

1.14% more ownership

Funds ownership: 86.55% → 87.69% (+1.1%)

Holders
433
Holders Change
+9
Holders Change %
+2.12%
% of All Funds
7.58%
Holding in Top 10
16
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+14.29%
% of All Funds
0.28%
New
38
Increased
166
Reduced
135
Closed
21
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$66.6M
2
Bank of America
Bank of America
North Carolina
+$65.1M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$39.4M
4
Goldman Sachs
Goldman Sachs
New York
+$26.5M
5
UCFA
United Capital Financial Advisors
Texas
+$18.7M

Top Sellers

Rank Fund Capital Flow
1
BWM
Biltmore Wealth Management
Arizona
-$29.1M
2
LPL Financial
LPL Financial
California
-$10.4M
3
B
Bailard
California
-$7.68M
4
NA
NewEdge Advisors
Louisiana
-$7.2M
5
Baird Financial Group
Baird Financial Group
Wisconsin
-$4.77M
Name Holding Trade Value Shares
Change 		Change in
Stake
Wealth Enhancement Advisory Services
226
Wealth Enhancement Advisory Services
Minnesota
$708K -$14.4K -290 -2%
RWP
227
RWA Wealth Partners
Massachusetts
$705K – – –
RCAG
228
Rehmann Capital Advisory Group
Michigan
$695K +$1.34K +27 +0.2%
OPCM
229
Osborne Partners Capital Management
California
$693K – – –
Thrivent Financial for Lutherans
230
Thrivent Financial for Lutherans
Minnesota
$679K – – –
SWMG
231
Signature Wealth Management Group
Georgia
$678K -$1.83K -37 -0.3%
PFPT
232
Pinnacle Financial Partners (Tennessee)
Tennessee
$656K -$855K -17,253 -57%
DWT
233
Dorsey & Whitney Trust
South Dakota
$649K +$11.8K +238 +2%
TIAM2
234
Tru Independence Asset Management 2
Oregon
$648K +$206K +4,154 +46%
VIM
235
Vista Investment Management
Pennsylvania
$647K +$64.6K +1,302 +11%
OAM
236
Occidental Asset Management
California
$637K – – –
PJSIMP
237
P.J. Schmidt Investment Management (PJS)
Wisconsin
$633K – – –
IA
238
IFG Advisory
Georgia
$627K +$380K +7,662 +152%
KeyBank National Association
239
KeyBank National Association
Ohio
$626K -$153K -3,090 -20%
FAIM
240
Financial Advocates Investment Management
Washington
$618K +$153K +3,095 +34%
TCPWM
241
Traverso Chambers Private Wealth Management
California
$616K – – –
AllianceBernstein
242
AllianceBernstein
Tennessee
$614K -$263K -5,307 -30%
FG
243
Fiduciary Group
Georgia
$610K – – –
SWM
244
Spire Wealth Management
Virginia
$600K – – –
LBC
245
Lowe Brockenbrough & Co
Virginia
$593K +$595K +12,000 New
JWS
246
Juncture Wealth Strategies
Arizona
$588K +$10.1K +203 +2%
GT
247
Glenview Trust
Kentucky
$581K +$6.69K +135 +1%
CL
248
CPWM LLC
Washington
$572K -$1.98K -40 -0.3%
YIA
249
YHB Investment Advisors
Connecticut
$570K -$801K -16,150 -58%
ISG
250
Investment Security Group
Colorado
$568K +$1.04K +21 +0.2%
8 9
10
11 12

SHM Hedge Fund Activity: Q3 2021 in Review

433 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) for Q3 2021, worth a combined $4.43B — up 5.5% from $4.2B a quarter earlier.

Buyers outnumbered sellers: 38 funds opened new SHM positions and 21 closed out — a net gain of 17 holders — while 166 added to existing stakes and 135 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $66.6M. The largest seller was Biltmore Wealth Management, cutting an estimated $29.1M.

  • 433 institutional investors held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) as of Q3 2021, up from 424 in Q2 2021.
  • Funds reported $4.43B of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF stock for Q3 2021, up 5.5% quarter-over-quarter.
  • 38 funds opened new State Street SPDR Nuveen ICE Short Term Municipal Bond ETF positions in Q3 2021 and 21 closed out, a net change of +17 holders.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF buyer in Q3 2021 was Morgan Stanley, an estimated $66.6M added.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF seller in Q3 2021 was Biltmore Wealth Management, an estimated $29.1M sold.

Based on aggregated 13F filings for Q3 2021.