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RMT

Royce Micro-Cap Trust

Name Holding Trade Value Shares
Change
Change in
Stake
GWI
26
Grace & White Inc
New York
$405K
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$369K -$29.4K -2,394 -7%
DADC
28
D.A. Davidson & Co
Montana
$348K +$2.07K +168 +0.6%
CWM
29
Concert Wealth Management
California
$346K -$812 -66 -0.2%
HFS
30
HL Financial Services
Kentucky
$341K
NGA
31
Naples Global Advisors
Florida
$329K
Deutsche Bank
32
Deutsche Bank
Germany
$327K +$13.2K +1,071 +4%
TJHA
33
Thomas J. Herzfeld Advisors
Florida
$262K -$436K -35,432 -61%
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$245K -$20.4K -1,659 -7%
PPA
35
Parametric Portfolio Associates
Washington
$207K -$25.4K -2,066 -11%
SKK
36
Shepherd Kaplan Krochuk
Massachusetts
$206K
UR
37
USCA RIA
Texas
$201K
Stifel Financial
38
Stifel Financial
Missouri
$131K
RJT
39
Raymond James Trust
Florida
$129K
BBPWM
40
Blue Bell Private Wealth Management
Pennsylvania
$78K -$87.7K -7,129 -52%
Northwestern Mutual Wealth Management
41
Northwestern Mutual Wealth Management
Wisconsin
$61K +$2.44K +198 +4%
Fifth Third Bancorp
42
Fifth Third Bancorp
Ohio
$59K +$62.1K +5,046 New
TDC
43
Thompson Davis & Co
Virginia
$44K +$1.76K +143 +4%
MA
44
MUFG Americas
New York
$33K +$676 +55 +2%
DOA
45
D'Orazio & Associates
Virginia
$28K
Thrivent Financial for Lutherans
46
Thrivent Financial for Lutherans
Minnesota
$22K +$23.8K +1,932 New
Creative Planning
47
Creative Planning
Kansas
$14K -$167K -13,547 -92%
MCM
48
Manchester Capital Management
Vermont
$11K
Citigroup
49
Citigroup
New York
$3K -$12.7K -1,030 -80%
BI
50
Bulldog Investors
New Jersey
-$2.15M -170,134 Closed