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RMT

Royce Micro-Cap Trust

Name Holding Trade Value Shares
Change
Change in
Stake
HKAM
1
Horizon Kinetics Asset Management
New York
$12.4M -$7.74M -937,061 -38%
Wells Fargo
2
Wells Fargo
California
$10.3M +$601K +72,688 +6%
UBS Group
3
UBS Group
Switzerland
$6.41M -$208K -25,218 -3%
AAM
4
Advisors Asset Management
Colorado
$4.02M -$127K -15,406 -3%
Morgan Stanley
5
Morgan Stanley
New York
$4.01M -$1.4M -168,842 -26%
SFS
6
Shaker Financial Services
Virginia
$3.93M +$1.63M +197,789 +71%
FAAS
7
First Allied Advisory Services
California
$3.46M +$53.6K +6,483 +2%
PAIM
8
Punch & Associates Investment Management
Minnesota
$3.27M +$145K +17,525 +5%
Geode Capital Management
9
Geode Capital Management
Massachusetts
$2.97M +$2.05M +248,517 +221%
FC
10
FCA Corp
Texas
$2.73M +$40.4K +4,883 +1%
WAM
11
Wolverine Asset Management
Illinois
$2.62M +$537K +64,927 +26%
FHA
12
Flagship Harbor Advisors
Massachusetts
$2.43M -$91.1K -11,022 -4%
TFF
13
The Family Firm
Maryland
$2.02M +$121K +14,696 +6%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.82M +$56.7K +6,862 +3%
BA
15
Bard Associates
Illinois
$1.69M -$14.9K -1,800 -0.9%
LPL Financial
16
LPL Financial
California
$1.45M +$90.4K +10,943 +7%
Bank of America
17
Bank of America
North Carolina
$1.22M +$608K +73,625 +98%
MAA
18
Mraz Amerine & Associates
California
$1.17M -$7.92K -959 -0.7%
Stifel Financial
19
Stifel Financial
Missouri
$1.07M +$27.4K +3,313 +3%
FAIM
20
Financial Advocates Investment Management
Washington
$940K +$442K +53,478 +88%
FFA
21
First Foundation Advisors
California
$876K -$4.29K -519 -0.5%
JIP
22
Jaffetilchin Investment Partners
Florida
$869K +$34.5K +4,170 +4%
RCM
23
Rivernorth Capital Management
Florida
$678K +$682K +82,506 New
Brown Advisory
24
Brown Advisory
Maryland
$671K -$8.58K -1,038 -1%
PPA
25
Parametric Portfolio Associates
Washington
$659K +$171K +20,735 +35%