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RMT

Royce Micro-Cap Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11.3M -$2.65M -341,382 -18%
PAIM
2
Punch & Associates Investment Management
Minnesota
$4.88M +$1.26M +162,205 +32%
FIMG
3
Financial & Investment Management Group
Michigan
$4.8M +$1.49M +192,039 +41%
Wells Fargo
4
Wells Fargo
California
$4.57M -$744K -95,617 -13%
MC
5
Matisse Capital
Oregon
$4.21M +$4.51M +579,577 New
UBS Group
6
UBS Group
Switzerland
$3.71M -$1.28M -164,561 -24%
GFM
7
Gramercy Funds Management
Connecticut
$3.68M +$1.81M +232,951 +85%
WAM
8
Wolverine Asset Management
Illinois
$2.61M -$74.3K -9,561 -3%
CA
9
Cornerstone Advisors
North Carolina
$2.06M +$1.03M +133,000 +88%
TFF
10
The Family Firm
Maryland
$1.78M +$81.1K +10,428 +4%
FC
11
FCA Corp
Texas
$1.74M +$289K +37,215 +18%
RJA
12
Raymond James & Associates
Florida
$1.61M +$821K +105,607 +91%
NSAM
13
North Star Asset Management
Wisconsin
$1.57M -$487K -62,689 -22%
Geode Capital Management
14
Geode Capital Management
Massachusetts
$1.44M
BA
15
Bard Associates
Illinois
$1.39M -$56.9K -7,314 -4%
FC
16
Fiduciary Counselling
Minnesota
$1.05M +$88.8K +11,416 +9%
Brown Advisory
17
Brown Advisory
Maryland
$1.02M -$267K -34,373 -20%
DA
18
Doliver Advisors
Texas
$863K +$752K +96,664 +436%
Bank of Nova Scotia
19
Bank of Nova Scotia
Ontario, Canada
$848K -$263K -33,838 -22%
SFS
20
Shaker Financial Services
Virginia
$833K +$329K +42,284 +58%
MAA
21
Mraz Amerine & Associates
California
$779K -$43.5K -5,600 -5%
AIG
22
American International Group
New York
$728K +$159K +20,435 +26%
First Trust Advisors
23
First Trust Advisors
Illinois
$708K -$8.68K -1,116 -1%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$699K +$51.9K +6,671 +7%
FAAS
25
First Allied Advisory Services
California
$697K -$66.7K -8,577 -8%