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RMT

Royce Micro-Cap Trust

Name Holding Trade Value Shares
Change
Change in
Stake
HKAM
1
Horizon Kinetics Asset Management
New York
$6.6M -$712K -92,304 -7%
Wells Fargo
2
Wells Fargo
California
$6.55M -$1.29M -167,025 -12%
AAM
3
Advisors Asset Management
Colorado
$5.14M +$956K +124,021 +15%
UBS Group
4
UBS Group
Switzerland
$4.5M +$203K +26,373 +3%
RCM
5
Rivernorth Capital Management
Florida
$4.36M +$945K +122,547 +19%
PAIM
6
Punch & Associates Investment Management
Minnesota
$3.8M +$1.21M +157,338 +30%
Morgan Stanley
7
Morgan Stanley
New York
$3.6M +$503K +65,309 +11%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.65M +$767K +99,560 +26%
FAAS
9
First Allied Advisory Services
California
$2.5M +$108K +14,057 +3%
SFS
10
Shaker Financial Services
Virginia
$2.27M +$660K +85,595 +27%
FC
11
FCA Corp
Texas
$1.77M -$136K -17,602 -5%
FHA
12
Flagship Harbor Advisors
Massachusetts
$1.64M +$23.7K +3,079 +1%
TFF
13
The Family Firm
Maryland
$1.57M +$144K +18,706 +7%
Bank of America
14
Bank of America
North Carolina
$1.24M +$985K +127,791 +133%
BA
15
Bard Associates
Illinois
$1.03M -$54K -7,000 -4%
MAA
16
Mraz Amerine & Associates
California
$776K -$9.48K -1,230 -0.9%
CA
17
Cornerstone Advisors
North Carolina
$739K -$2.6M -337,718 -72%
PPA
18
Parametric Portfolio Associates
Washington
$713K -$119K -15,395 -11%
FAIM
19
Financial Advocates Investment Management
Washington
$652K -$44.5K -5,777 -5%
DA
20
Doliver Advisors
Texas
$586K +$547K +71,014 +350%
Osaic Holdings
21
Osaic Holdings
Arizona
$560K +$778K +100,867 New
LPL Financial
22
LPL Financial
California
$539K -$127K -16,415 -14%
FFA
23
First Foundation Advisors
California
$487K -$11.4K -1,480 -2%
MC
24
Matisse Capital
Oregon
$465K +$645K +83,653 New
MC
25
Moors & Cabot
Massachusetts
$459K +$630K +81,767 New