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RMT

Royce Micro-Cap Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$22.8M +$3.15M +257,519 +17%
Wells Fargo
2
Wells Fargo
California
$11.1M -$316K -25,865 -3%
GFM
3
Gramercy Funds Management
Connecticut
$8.75M +$2.89M +236,570 +52%
U
4
UBS
Switzerland
$6.04M +$625K +51,158 +12%
BI
5
Bulldog Investors
New Jersey
$5.37M -$450K -36,843 -8%
NSAM
6
North Star Asset Management
Wisconsin
$4.82M -$123K -10,051 -3%
SG Americas Securities
7
SG Americas Securities
New York
$4.01M +$380K +31,078 +11%
Brown Advisory
8
Brown Advisory
Maryland
$3.07M +$218K +17,865 +8%
BA
9
Bard Associates
Illinois
$3.02M -$43.6K -3,567 -1%
LPL Financial
10
LPL Financial
California
$2.09M +$129K +10,573 +7%
VFS
11
VSR Financial Services
Kansas
$1.56M -$41.6K -3,400 -3%
FC
12
FCA Corp
Texas
$1.5M -$354 -29 -0%
1CP
13
1607 Capital Partners
Virginia
$1.32M -$159K -13,000 -11%
PAIM
14
Punch & Associates Investment Management
Minnesota
$1.19M +$86.5K +7,079 +8%
MAA
15
Mraz Amerine & Associates
California
$1.17M +$9.78K +800 +0.9%
First Trust Advisors
16
First Trust Advisors
Illinois
$1.14M +$56.5K +4,621 +5%
FAAS
17
First Allied Advisory Services
California
$1.03M +$269K +22,032 +37%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$816K +$42.4K +3,468 +6%
TJHA
19
Thomas J. Herzfeld Advisors
Florida
$740K +$30.9K +2,526 +4%
FIMG
20
Financial & Investment Management Group
Michigan
$712K +$22.2K +1,815 +3%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$677K +$69.3K +5,674 +12%
PVWM
22
Point View Wealth Management
New Jersey
$676K +$655K +53,632 New
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$628K +$13K +1,063 +2%
RIL
24
Rothschild Investment LLC
Illinois
$575K +$237K +19,423 +74%
Bank of America
25
Bank of America
North Carolina
$470K +$190K +15,519 +71%