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RMT

Royce Micro-Cap Trust

Name Holding Trade Value Shares
Change
Change in
Stake
HKAM
1
Horizon Kinetics Asset Management
New York
$11.3M -$751K -93,315 -6%
Wells Fargo
2
Wells Fargo
California
$8.96M -$1.12M -139,475 -11%
UBS Group
3
UBS Group
Switzerland
$6.36M +$92.6K +11,503 +1%
AAM
4
Advisors Asset Management
Colorado
$4.72M +$787K +97,683 +20%
PAIM
5
Punch & Associates Investment Management
Minnesota
$4.16M +$961K +119,409 +30%
Morgan Stanley
6
Morgan Stanley
New York
$4.14M +$222K +27,590 +6%
SFS
7
Shaker Financial Services
Virginia
$3.88M +$31.5K +3,907 +0.8%
RCM
8
Rivernorth Capital Management
Florida
$3.68M +$3.02M +375,317 +455%
FAAS
9
First Allied Advisory Services
California
$3.52M +$141K +17,562 +4%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$2.72M +$938K +116,525 +52%
FC
11
FCA Corp
Texas
$2.71M +$38.8K +4,824 +1%
FHA
12
Flagship Harbor Advisors
Massachusetts
$2.35M -$26.2K -3,252 -1%
TFF
13
The Family Firm
Maryland
$2.11M +$131K +16,274 +7%
WAM
14
Wolverine Asset Management
Illinois
$1.78M -$782K -97,153 -31%
BA
15
Bard Associates
Illinois
$1.59M -$65.5K -8,129 -4%
Geode Capital Management
16
Geode Capital Management
Massachusetts
$1.51M -$1.4M -173,579 -48%
Bank of America
17
Bank of America
North Carolina
$1.3M +$111K +13,826 +9%
LPL Financial
18
LPL Financial
California
$1.2M -$218K -27,122 -15%
MAA
19
Mraz Amerine & Associates
California
$1.13M -$14.2K -1,758 -1%
FAIM
20
Financial Advocates Investment Management
Washington
$920K +$314 +39 +0%
PPA
21
Parametric Portfolio Associates
Washington
$913K +$269K +33,348 +42%
FFA
22
First Foundation Advisors
California
$783K -$73.7K -9,154 -9%
Brown Advisory
23
Brown Advisory
Maryland
$639K -$17.6K -2,181 -3%
Bank of Montreal
24
Bank of Montreal
Ontario, Canada
$593K +$84.1K +10,447 +16%
RJA
25
Raymond James & Associates
Florida
$587K +$28.9K +3,594 +5%