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RMT

Royce Micro-Cap Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$24.7M +$383K +31,642 +2%
Wells Fargo
2
Wells Fargo
California
$12.2M +$1.01M +83,296 +9%
GFM
3
Gramercy Funds Management
Connecticut
$8.29M -$102K -8,431 -1%
U
4
UBS
Switzerland
$6.55M +$205K +16,895 +3%
NSAM
5
North Star Asset Management
Wisconsin
$4.77M -$191K -15,738 -4%
SG Americas Securities
6
SG Americas Securities
New York
$3.57M +$64.8K +5,345 +2%
Brown Advisory
7
Brown Advisory
Maryland
$3.14M +$7.27K +600 +0.2%
BA
8
Bard Associates
Illinois
$2.81M -$194K -15,975 -7%
BI
9
Bulldog Investors
New Jersey
$2.15M -$2.7M -223,029 -57%
RJA
10
Raymond James & Associates
Florida
$1.86M -$715K -58,989 -29%
FC
11
FCA Corp
Texas
$1.66M -$12.9K -1,064 -0.8%
VFS
12
VSR Financial Services
Kansas
$1.56M
LPL Financial
13
LPL Financial
California
$1.55M -$399K -32,965 -21%
FAAS
14
First Allied Advisory Services
California
$1.5M +$211K +17,415 +17%
MAA
15
Mraz Amerine & Associates
California
$1.49M +$269K +22,217 +23%
First Trust Advisors
16
First Trust Advisors
Illinois
$1.39M +$143K +11,841 +12%
PAIM
17
Punch & Associates Investment Management
Minnesota
$1.14M -$12 -1 -0%
TJHA
18
Thomas J. Herzfeld Advisors
Florida
$728K +$8.87K +732 +1%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$725K -$34.1K -2,816 -5%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$689K
PFM
21
Parsec Financial Management
North Carolina
$675K +$12.2K +1,004 +2%
PVWM
22
Point View Wealth Management
New Jersey
$656K -$8.08K -667 -1%
AIG
23
American International Group
New York
$655K +$109K +9,019 +21%
Bank of America
24
Bank of America
North Carolina
$604K +$126K +10,428 +28%
RIL
25
Rothschild Investment LLC
Illinois
$580K -$10.6K -875 -2%