We are live on ! Find out more
RMT

Royce Micro-Cap Trust
RMT

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$16.4M +$16.2M +1,517,691 New
Wells Fargo
2
Wells Fargo
California
$10.2M +$10M +940,455 New
BI
3
Bulldog Investors
New Jersey
$5.15M +$5.09M +476,102 New
U
4
UBS
Switzerland
$4.93M +$4.87M +456,185 New
GFM
5
Gramercy Funds Management
Connecticut
$4.86M +$4.8M +449,338 New
NSAM
6
North Star Asset Management
Wisconsin
$4.03M +$3.98M +372,709 New
SG Americas Securities
7
SG Americas Securities
New York
$3.39M +$3.35M +313,523 New
BA
8
Bard Associates
Illinois
$2.66M +$2.62M +245,680 New
Brown Advisory
9
Brown Advisory
Maryland
$2.4M +$2.37M +221,643 New
LPL Financial
10
LPL Financial
California
$1.64M +$1.62M +151,387 New
FIMG
11
Financial & Investment Management Group
Michigan
$1.47M +$1.45M +135,803 New
VFS
12
VSR Financial Services
Kansas
$1.37M +$1.36M +126,873 New
1CP
13
1607 Capital Partners
Virginia
$1.27M +$1.26M +117,811 New
FC
14
FCA Corp
Texas
$1.23M +$1.21M +113,461 New
SFS
15
Shaker Financial Services
Virginia
$1.23M +$1.21M +113,372 New
PAIM
16
Punch & Associates Investment Management
Minnesota
$950K +$938K +87,844 New
First Trust Advisors
17
First Trust Advisors
Illinois
$906K +$895K +83,822 New
MAA
18
Mraz Amerine & Associates
California
$880K +$869K +81,386 New
FAAS
19
First Allied Advisory Services
California
$618K +$613K +57,358 New
TJHA
20
Thomas J. Herzfeld Advisors
Florida
$580K +$573K +53,673 New
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$551K +$544K +50,962 New
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$550K +$543K +50,853 New
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$457K +$452K +42,286 New
GWI
24
Grace & White Inc
New York
$345K +$341K +31,893 New
DADC
25
D.A. Davidson & Co
Montana
$308K +$304K +28,499 New
1
2